DL
David B. Lentz
FIRST CITIZENS INVESTOR SERVICES
CHARLOTTE, NC 28202
Some features on this profile are disabled
CRD#: 4484782
DL
Professional summary
David Boyd Lentz is a registered financial advisor currently at FIRST CITIZENS INVESTOR SERVICES, INC. located in Charlotte, North Carolina and SVB WEALTH located in Charlotte, North Carolina.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. David has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6, Series 10 and Series 9 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view David Boyd Lentz's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 18, 2017 - Present
FIRST CITIZENS INVESTOR SERVICES, INC.
Office #1: 128 S Tryon Street, Charlotte, NC 28202RIA
BD
CRD#: 44430
CHARLOTTE, NC
Current
April 22, 2026 - Present
SVB WEALTH
Office #1: 128 S Tryon St, Charlotte, NC 28202RIA
CRD#: 172832
Charlotte, NC
Current
March 30, 2017 - Present
FIRST CITIZENS INVESTOR SERVICES, INC.
Office #1: 128 S Tryon Street, Charlotte, NC 28202RIA
BD
CRD#: 44430
CHARLOTTE, NC
Past
April 24, 2017 - December 7, 2020
FIRST CITIZENS ASSET MANAGEMENT, INC
RIA
CRD#: 140777
Charlotte, NC
Past
April 4, 2012 - March 13, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
CHARLOTTE, NC
Past
April 4, 2012 - March 13, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
CHARLOTTE, NC
Past
September 5, 2011 - March 26, 2012
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
CHARLOTTE, NC
Past
October 25, 2007 - March 26, 2012
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
CHARLOTTE, NC
Past
September 12, 2006 - October 4, 2007
GLOBAL ATLANTIC DISTRIBUTORS, LLC
BD
CRD#: 8326
HARTFORD, CT
Past
February 6, 2002 - September 25, 2006
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
STATESVILLE, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SW
SVB WEALTH
BANYAN PARTNERS | SVB WEALTH LLC | SVB WEALTH | SVB PRIVATE | KLS, A DIVISION OF SVB WEALTH LLC | KLS, A DIVISION OF BOSTON PRIVATE | BP WEALTH MANAGEMENT, LLC | BP WEALTH MANAGEMENT | BOSTON PRIVATE, AN SVB COMPANY | BOSTON PRIVATE WEALTH MANAGEMENT | BOSTON PRIVATE WEALTH LLC | BOSTON PRIVATE WEALTH | BOSTON PRIVATE
CRD#: 172832 / SEC#: 801-80480
RIA
Registered Investment Advisory firm - (10/2/2014 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(3/30/2017)
RR
Alaska(3/13/2019)
RR
Arizona(3/30/2017)
RR
Arkansas(3/30/2017)
RR
California(3/30/2017)
RR
Colorado(3/30/2017)
RR
Connecticut(3/30/2017)
RR
District of Columbia(3/30/2017)
RR
Florida(3/30/2017)
RR
Georgia(3/30/2017)
RR
Illinois(3/30/2017)
RR
Indiana(3/30/2017)
RR
Iowa(3/30/2017)
RR
Kansas(3/30/2017)
RR
Kentucky(3/30/2017)
RR
Louisiana(3/30/2017)
RR
Maine(3/30/2017)
RR
Maryland(3/30/2017)
RR
Michigan(3/30/2017)
RR
Mississippi(3/30/2017)
RR
Nevada(3/30/2017)
RR
New Jersey(3/30/2017)
RR
New York(3/30/2017)
RR
North Carolina(3/30/2017)
IAR
North Carolina(5/18/2017)
RR
North Dakota(4/12/2017)
RR
Ohio(3/30/2017)
RR
Oklahoma(3/30/2017)
RR
Oregon(3/30/2017)
RR
Pennsylvania(3/30/2017)
RR
South Carolina(3/30/2017)
RR
South Dakota(3/30/2017)
RR
Tennessee(3/30/2017)
RR
Texas(3/30/2017)
RR
Utah(3/30/2017)
RR
Vermont(3/30/2017)
RR
Virginia(3/30/2017)
RR
West Virginia(3/30/2017)
RR
Wyoming(1/29/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
SW
SVB WEALTH
BANYAN PARTNERS | SVB WEALTH LLC | SVB WEALTH | SVB PRIVATE | KLS, A DIVISION OF SVB WEALTH LLC | KLS, A DIVISION OF BOSTON PRIVATE | BP WEALTH MANAGEMENT, LLC | BP WEALTH MANAGEMENT | BOSTON PRIVATE, AN SVB COMPANY | BOSTON PRIVATE WEALTH MANAGEMENT | BOSTON PRIVATE WEALTH LLC | BOSTON PRIVATE WEALTH | BOSTON PRIVATE
CRD#: 172832 / SEC#: 801-80480
RIA
Registered Investment Advisory firm - (10/2/2014 Approved)PREMIUM
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Contact information
Main Address
53 State Street 28th Floor, Boston, MA 02109
Mailing Address
Po Box 27131, Raleigh, NC 27611
Phone number
(617) 223-0200
Established
Firm type
Fiscal year end
# of Employees
85
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,739 |
| AUM (Assets Under Management) | $ 4,983,411,995 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 02/21/2025 | ||
| 09/20/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
