TM
Tamara S. Miller
CETERA INVESTMENT ADVISERS LLC
LAPEER, MI 48446
Some features on this profile are disabled
CRD#: 4482242
TM
Professional summary
Tamara Suzanne Miller, who also goes by Tammy Miller, Tamara Suzanne Sullivan, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Lapeer, Michigan and CETERA FINANCIAL SPECIALISTS LLC located in Lapeer, Michigan.
Tamara is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Tamara has worked at 9 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Tammy Miller | Tamara Suzanne Sullivan
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) SULLIVAN & SULLIVAN CPAS, PC; NON-INV. RELATED; LAPEER, MI; CPA FIRM; CPA/PRESIDENT; SINCE 1990; 160 HRS/MONTH; 130 HRS/MONTH DURING SECURITIES TRADING HOURS:
2) SULLIVAN & SULLIVAN FINANCIAL SERVICES, DBA SULLIVAN INVESTMENT MANAGEMENT; DBA NAME FOR INVESTMENT PRACTICE - INV. RELATED; LAPEER, MI; FINANCIAL PLANNING BUSINESS; OWNER; SINCE 2002; 5 HRS/MONTH OUTSIDE OF SECURITIES TRADING HOURS: 3) GT INVESTMENT COMPANY LLC; NON-INV. RELATED; LAPEER, MI; RENTAL PREPERTY; OWNER; SINCE 2010; 2 HRS/MONTH OUTSIDE OF SECURITIES TRADING HOURS:
4) TRUSTEE FOR CLIENT TRUSTS; NON-INVESTMENT RELATED:
5) NAME OF OTHER BUSINESS: MILLERS NORTH WINDS RESORT, LLC;
INVESTMENT RELATED: NO;
ADDRESS: 6299 E HOUGHTON LAKE DR, HOUGHTON LAKE, MI 48629;
NATURE OF BUSINESS: RENTAL PROPERTY;
START DATE: 08/2017;
POSITION/TITLE/RELATIONSHIP: OWNER;
APX NUMBER OF HOURS PER WEEK: 1;
APX NUMBER OF HOURS DURING TRADING HOURS: NONE;
BRIEF DESCRIPTION OF DUTIES: CLEAN RESORT, EXCEPT RESERVATIONS, DEPOSIT INCOME, PAY BILLS;
6)NAME OF OTHER BUSINESS: SULLIVAN & SULLIVAN CPA P.C. ;
INVESTMENT RELATED: NO ;
ADDRESS: SAME AS REGISTERED LOCATION ;
START DATE: 01/2019 ;
POSITION/TITLE/RELATIONSHIP: CPA/PRESIDENT ;
APX HOURS PER WEEK: 40 ;
APX HOURS DURING TRADING HOURS: 32.5 ;
BRIEF DESCRIPTION OF DUTIES: CPA FIRM
CRS (Client Relationship Summary) - RIA
Click below to view Tamara Suzanne Miller's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 19, 2012 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 1100 S Lapeer Road Po Box 346, Lapeer, MI 48446RIA
CRD#: 105644
LAPEER, MI
Current
December 18, 2012 - Present
CETERA FINANCIAL SPECIALISTS LLC
Office #1: 1100 S Lapeer Road, Lapeer, MI 48446BD
CRD#: 10358
Lapeer, MI
Past
July 2, 2012 - December 31, 2012
FIRST ALLIED ADVISORY SERVICES, INC.
RIA
CRD#: 137888
LAPEER, MI
Past
July 6, 2011 - December 10, 2012
LIFETIME INVESTMENT MANAGEMENT, L.L.C.
RIA
CRD#: 121970
SAINT PETERSBURG, FL
Past
September 28, 2010 - July 2, 2012
FIRST ALLIED SECURITIES, INC.
RIA
CRD#: 32444
SARASOTA, FL
Past
December 8, 2008 - December 31, 2012
FIRST ALLIED SECURITIES, INC.
BD
CRD#: 32444
SARASOTA, FL
Past
October 31, 2005 - December 10, 2008
OSAIC SERVICES, INC.
BD
CRD#: 133763
LAPEER, MI
Past
November 19, 2003 - October 31, 2005
SUNAMERICA SECURITIES, INC.
BD
CRD#: 20068
PHOENIX, AZ
Past
July 19, 2002 - October 30, 2003
VERAVEST INVESTMENTS, INC.
BD
CRD#: 3960
WORCESTER, MA
Past
January 4, 2002 - July 5, 2002
1ST GLOBAL CAPITAL CORP.
BD
CRD#: 30349
DALLAS, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(1/2/2018)
RR
Florida(12/18/2012)
RR
Michigan(12/18/2012)
IAR
Michigan(12/19/2012)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
