Brian R. Martin
Professional summary
Brian Richard Martin, CFP®, CIMA®, who also goes by Brian R Martin, is a registered financial advisor currently at STERLING CAPITAL MANAGEMENT LLC located in Charlotte, North Carolina and STERLING CAPITAL DISTRIBUTORS, LLC located in Daniel Island, South Carolina.
Brian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Brian has worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Brian Richard Martin's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 28, 2016 - Present
STERLING CAPITAL MANAGEMENT LLC
Office #1: 4350 Congress Street Suite 300, Charlotte, NC 28209July 15, 2016 - Present
STERLING CAPITAL DISTRIBUTORS, LLC
May 1, 2010 - June 23, 2016
COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC
May 1, 2010 - June 23, 2016
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.
April 12, 2005 - May 1, 2010
BOFA ADVISORS, LLC
September 1, 2004 - April 12, 2005
COLUMBIA MANAGEMENT ADVISORS, INC.
June 21, 2004 - May 1, 2010
BOFA DISTRIBUTORS, INC.
October 9, 2003 - June 21, 2004
BACAP DISTRIBUTORS, LLC
November 4, 2002 - November 3, 2003
BANC OF AMERICA INVESTMENT SERVICES, INC.
February 12, 2002 - November 6, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
STERLING CAPITAL MANAGEMENT LLC
CRD#: 135405 / SEC#: 801-64257
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
FINRA
Current Firm
STERLING CAPITAL MANAGEMENT LLC
CRD#: 135405 / SEC#: 801-64257
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,535 |
| AUM (Assets Under Management) | $ 66,159,908,769 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/10/2025 | ||
| 03/28/2024 | ||
| 04/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
