Erik C. Doucette

STRATEGIC ADVISERS LLC | Financial Consultant

WALTHAM, MA

Some features on this profile are disabled

CRD#: 4480015

Professional summary

Erik Carmen Doucette, who also goes by Erik Carmen Doucette, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Waltham, Massachusetts and FIDELITY BROKERAGE SERVICES LLC located in Chestnut Hill, Massachusetts.

Erik is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Erik has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Biography

I truly believe every client should have a plan to grow and protect their assets. My commitment is to work hard to understand you and your goals so you have a plan to navigate what lies ahead.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Erik Carmen Doucette

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Erik Carmen Doucette's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Education

Fairfield University

Bachelor of Arts (BA) - Sociology

2001

Experience

Current

March 31, 2025 - Present

STRATEGIC ADVISERS LLC

Office #2: 220 Boylston St Suite C115, Chestnut Hill, MA 02467-2077

RIA

CRD#: 104555

WALTHAM, MA

Current

March 19, 2012 - Present

FIDELITY BROKERAGE SERVICES LLC

Office #1: 220 Boylston Street Suite C115, Chestnut Hill, MA 02467

CRD#: 7784

Chestnut Hill, MA

Past

July 13, 2018 - March 31, 2025

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

BOSTON, MA

Past

March 26, 2012 - July 13, 2018

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

MERRIMACK, NH

Past

July 11, 2011 - January 4, 2012

EDWARD JONES

RIA

CRD#: 250

WALTHAM, MA

Past

July 11, 2011 - January 4, 2012

EDWARD JONES

CRD#: 250

WALTHAM, MA

Past

August 26, 2008 - January 6, 2011

NATIONAL FINANCIAL SERVICES LLC

CRD#: 13041

BOSTON, MA

Past

January 14, 2004 - November 3, 2009

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

MARLBOROUGH, MA

Past

March 21, 2003 - January 5, 2011

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

BOSTON, MA

Past

January 10, 2002 - March 25, 2003

FIDELITY DISTRIBUTORS COMPANY LLC

CRD#: 17507

SMITHFIELD, RI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STRATEGIC ADVISERS LLC

CRD#: 104555 / SEC#: 801-13243

RIA

Registered Investment Advisory firm - (8/11/1977 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(9/29/2023)

California
(3/19/2012)

Connecticut
(3/12/2021)

Florida
(3/20/2012)

Georgia
(3/19/2012)

Illinois
(3/4/2022)

Indiana
(3/19/2012)

Kansas
(9/2/2020)

Maine
(1/6/2024)

Maryland
(3/19/2012)

Massachusetts
(3/19/2012)

IAR

Massachusetts
(3/31/2025)

New Hampshire
(3/19/2012)

New York
(3/19/2012)

North Carolina
(3/12/2021)

Ohio
(8/15/2021)

Oregon
(3/25/2023)

Pennsylvania
(2/12/2021)

Tennessee
(3/19/2012)

Texas
(6/4/2021)

IAR

Texas
(3/31/2025)

Vermont
(1/6/2024)

Washington
(11/6/2019)

Wisconsin
(11/6/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/27/2003

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 5/15/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/1/2003

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 1/9/2002

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

SRO Registrations

New York Stock Exchange

Current Firm

STRATEGIC ADVISERS LLC

CRD#: 104555 / SEC#: 801-13243

RIA

Registered Investment Advisory firm - (8/11/1977 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

155 Seaport Blvd, Boston, MA 02210-2698

Mailing Address

Phone number

(617) 563-7000

Established

Firm type

Fiscal year end

# of Employees

16,291

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FIDELITY GO (12/5/2025)

FIDELITY STRATEGIC DISCIPLINES (11/10/2025)

FIDELITY WEALTH SERVICES (9/10/2025)

STRATEGIC ADVISERS LLC (9/10/2025)

FIDELITY MANAGED FIDFOLIOS (3/31/2025)

FIDELITY WEALTH ADVISOR SOLUTIONS (3/31/2025)

FIDELITY PERSONALIZED PLANNING & ADVICE AT WORK (3/31/2025)

Regulatory assets under management

Total Number of Accounts	2,486,631
AUM (Assets Under Management)	$ 1,067,664,605,590

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/24/2025	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Erik C. Doucette

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Erik Carmen Doucette's CRS (Customer Relationship Summary).

Certified licenses

Education

Fairfield University

Experience

FIDELITY BROKERAGE SERVICES LLC

FIDELITY PERSONAL AND WORKPLACE ADVISORS

STRATEGIC ADVISERS LLC

EDWARD JONES

EDWARD JONES

NATIONAL FINANCIAL SERVICES LLC

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

FIDELITY DISTRIBUTORS COMPANY LLC

Primary Firm SEC Registration

STRATEGIC ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/27/2003

Series 63

Date: 5/15/2002

SIE

Date: 10/1/2018

Series 7

Date: 4/1/2003

Series 6

Date: 1/9/2002

FINRA

New York Stock Exchange

Current Firm

STRATEGIC ADVISERS LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

STRATEGIC ADVISERS LLC

TRUST BUT VERIFY

Contact information

Similar Advisors