Lee E. Schneider
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lee E Schneider, who also goes by Lee Edward Schneider, was a registered financial professional .
Lee is a previously registered financial professional and started their career in finance in 2003. Lee had worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 10, 2016 - December 4, 2017
BOUSTEAD SECURITIES, LLC
August 8, 2011 - November 12, 2014
CORESTONE DISTRIBUTORS, LLC
July 2, 2007 - May 1, 2009
BNY MELLON SECURITIES CORPORATION
May 28, 2004 - July 2, 2007
MELLON FUNDS DISTRIBUTOR, L.P.
March 1, 2004 - December 31, 2005
MBSC, LLC
April 7, 2003 - March 3, 2004
BNY MELLON SECURITIES CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
BOUSTEAD SECURITIES, LLC
CRD#: 141391 / SEC#: , 8-67384
Contact information
FINRA licenses (47 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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