Andrew E. Johnson

BRIGHTHOUSE SECURITIES

Charlotte, NC 28277

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CRD#: 4477236

Professional summary

Andrew Edward Johnson is a registered financial professional currently at BRIGHTHOUSE SECURITIES, LLC located in Charlotte, North Carolina.

Andrew is registered as a RR (Registered Representative) and started their career in finance in 2002. Andrew has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Andrew Edward Johnson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 6, 2017 - Present

BRIGHTHOUSE SECURITIES, LLC

Office #1: 11225 North Community House Road, Charlotte, NC 28277

CRD#: 285300

Charlotte, NC

Past

July 31, 2013 - March 6, 2017

METLIFE INVESTORS DISTRIBUTION COMPANY

CRD#: 107622

CHARLOTTE, NC

Past

June 24, 2011 - June 12, 2013

HARRISDIRECT LLC

RIA

CRD#: 42159

ARLINGTON, VA

Past

June 24, 2011 - June 12, 2013

E*TRADE SECURITIES LLC

CRD#: 29106

CHARLOTTE, NC

Past

January 19, 2007 - June 22, 2011

EDWARD JONES

RIA

CRD#: 250

STANLEY, NC

Past

January 15, 2002 - June 22, 2011

EDWARD JONES

CRD#: 250

STANLEY, NC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

North Carolina
(3/6/2017)

Exams

State Security Law Exam

IAR

Series 66

Date: 11/30/2006

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 1/17/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/14/2002

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/2/2018

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

BRIGHTHOUSE SECURITIES, LLC

CRD#: 285300 / SEC#: , 8-69845

Broker-Dealer Firm Regulated by FINRA (Atlanta district office)

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Contact information

Main Address

11225 North Community House Road, Charlotte, NC 28277

Mailing Address

11225 North Community House Road, Charlotte, NC 28277

Phone number

(800) 848-3854

Established

Delaware since 02/01/2000

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
BRIGHTHOUSE HOLDINGS, LLC	SOLE MEMBER (SHAREHOLDER)
BEAULIEU, PHILIP JOHNATHON	VICE PRESIDENT	5300540
DAVIS, MICHAEL BENJAMIN	VICE PRESIDENT	1742347
LAMBERT, MYLES JOSEPH	CHAIRMAN PRESIDENT AND CEO	3107551
LEINTZ, DONALD ANTHONY	VICE PRESIDENT	4374813
MACILVANE, KEVIN MICHAEL JR	VICE PRESIDENT	5164574
MARTINEZ, JOHN GREGORY	PRINCIPAL FINANCIAL OFFICER	2210722
MORGAN, JANET MARIE	VICE PRESIDENT	6770849
NIGRO, GERARD JOSEPH	SENIOR VICE PRESIDENT	1577003
PROHONIC, KRISTIN LEE	CHIEF COMPLIANCE OFFICER	3048592

Red Flags

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Advisor Monitoring

Firm Stability Insights

Andrew E. Johnson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Andrew Edward Johnson's CRS (Customer Relationship Summary).

Certified licenses

Experience

METLIFE INVESTORS DISTRIBUTION COMPANY

HARRISDIRECT LLC

E*TRADE SECURITIES LLC

EDWARD JONES

EDWARD JONES

State Registrations and Notice Filings

Exams

Series 66

Date: 11/30/2006

Series 63

Date: 1/17/2002

SIE

Date: 10/1/2018

Series 7

Date: 1/14/2002

Series 24

Date: 1/2/2018

FINRA

Current Firm

BRIGHTHOUSE SECURITIES, LLC

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

BRIGHTHOUSE SECURITIES, LLC

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