MM
Michael J. Mancusi
CONSCIOUS CAPITAL WEALTH MANAGEMENT
Tampa, FL 33602
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CRD#: 4476369
MM
Professional summary
Michael Joseph Mancusi, who also goes by Mike Mancusi, is a registered financial advisor currently at CONSCIOUS CAPITAL WEALTH MANAGEMENT, LLC located in Tampa, Florida and PURSHE KAPLAN STERLING INVESTMENTS located in Westport, Connecticut.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Michael has worked at 6 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Mike Mancusi
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The Applicant provides services as a Registered Representative of Purshe Kaplan Sterling Investments, Inc., a registered broker-dealer, member of FINRA, having its principal office at 18 Corporate Woods Blvd., Albany, NY 12211; and as an Investment Adviser Representative of Conscious Capital Wealth Management, LLC, a state registered investment adviser firm with its principal office located at 381 Hubbard Street, Suite 300, Glastonbury, Connecticut. The Applicant provides his services from a branch office that is shared by both firms located at 500 Post Road East, 2nd Floor #313, Westport, CT 06880. He is also licensed to sell health and life insurance through Conscious Capital and variable insurance products through Purshe Kaplan Sterling Investments. He provides all of those services for his clients and devotes full time to those services. He allocates his time among the different services based on the needs of his clients.
CRS (Client Relationship Summary) - RIA
Click below to view Michael Joseph Mancusi's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 3, 2018 - Present
CONSCIOUS CAPITAL WEALTH MANAGEMENT, LLC
Office #1: 601 S. Harbour Blvd Suite 109, Tampa, FL 33602Office #2: 500 Post Road East 2nd Fl, # 313, Westport, CT 06880RIA
CRD#: 174670
Tampa, FL
Current
April 18, 2018 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 500 Post Road East 2nd Fl, #313, Westport, CT 06880BD
CRD#: 35747
Westport, CT
Past
December 19, 2017 - May 17, 2018
J.W. COLE FINANCIAL, INC.
BD
CRD#: 124583
Westport, CT
Past
March 25, 2017 - December 26, 2017
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
SHELTON, CT
Past
March 25, 2017 - December 26, 2017
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
SHELTON, CT
Past
January 30, 2002 - March 25, 2017
MSI FINANCIAL SERVICES, INC.
RIA
CRD#: 14251
SHELTON, CT
Past
November 26, 2001 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
NEW MILFORD, CT
Past
November 26, 2001 - March 25, 2017
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
SHELTON, CT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CC
CONSCIOUS CAPITAL WEALTH MANAGEMENT, LLC
CONSCIOUS CAPITAL WEALTH MANAGEMENT, LLC
CRD#: 174670 / SEC#: 801-119516
RIA
Registered Investment Advisory firm - (10/7/2020 Approved)California
Registered Investment Advisory firm - (11/25/2020 Terminated)Colorado
Registered Investment Advisory firm - (10/30/2020 Terminated)Connecticut
Registered Investment Advisory firm - (2/17/2021 Terminated)Massachusetts
Registered Investment Advisory firm - (10/26/2020 Terminated)New Jersey
Registered Investment Advisory firm - (10/26/2020 Terminated)New York
Registered Investment Advisory firm - (10/26/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(8/2/2022)
RR
Colorado(4/18/2018)
IAR
Connecticut(1/3/2018)
RR
Connecticut(4/18/2018)
RR
Florida(4/18/2018)
RR
Illinois(8/2/2022)
RR
Kansas(4/18/2018)
RR
Maine(8/4/2022)
RR
Massachusetts(4/19/2018)
IAR
Massachusetts(4/26/2019)
RR
Minnesota(4/18/2018)
RR
New York(4/18/2018)
RR
Ohio(4/18/2018)
RR
South Carolina(4/18/2018)
RR
Texas(4/18/2018)
RR
Utah(4/18/2018)
RR
Vermont(4/18/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CC
CONSCIOUS CAPITAL WEALTH MANAGEMENT, LLC
CONSCIOUS CAPITAL WEALTH MANAGEMENT, LLC
CRD#: 174670 / SEC#: 801-119516
RIA
Registered Investment Advisory firm - (10/7/2020 Approved)California
Registered Investment Advisory firm - (11/25/2020 Terminated)Colorado
Registered Investment Advisory firm - (10/30/2020 Terminated)Connecticut
Registered Investment Advisory firm - (2/17/2021 Terminated)Massachusetts
Registered Investment Advisory firm - (10/26/2020 Terminated)New Jersey
Registered Investment Advisory firm - (10/26/2020 Terminated)New York
Registered Investment Advisory firm - (10/26/2020 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
601 S. Harbour Blvd Suite 109, Tampa, FL 33602
Mailing Address
Phone number
(860) 659-8299
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (12 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 609 |
| AUM (Assets Under Management) | $ 121,942,760 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
