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Rizwan Fazeel

NETWORK 1 FINANCIAL SECURITIES
Syosset, NY 11791
Some features on this profile are disabled
CRD#: 4476016
RF

Professional summary

Rizwan Fazeel is a registered financial professional currently at NETWORK 1 FINANCIAL SECURITIES INC. located in Syosset, New York.

Rizwan is registered as a RR (Registered Representative) and started their career in finance in 2001. Rizwan has worked at 9 firms and has passed the Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Rizwan Fazeel's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 25, 2019 - Present

NETWORK 1 FINANCIAL SECURITIES INC.

Office #1: 50 Jackson Avenue Suite 301, Syosset, NY 11791
BD
CRD#: 13577
Syosset, NY
Past

November 18, 2015 - September 25, 2019

FIRST STANDARD FINANCIAL COMPANY LLC

BD
CRD#: 168340
Melville, NY
Past

September 26, 2011 - November 17, 2015

ROCKWELL GLOBAL CAPITAL LLC

BD
CRD#: 142485
MELVILLE, NY
Past

August 22, 2011 - October 17, 2011

INTERNATIONAL ASSETS ADVISORY, LLC

BD
CRD#: 10645
MELVILLE, NY
Past

May 4, 2010 - August 1, 2011

AVALON PARTNERS, INC.

BD
CRD#: 41357
EAST MEADOW, NY
Past

November 12, 2008 - May 3, 2010

THE ROCKWELL FINANCIAL GROUP, INC.

BD
CRD#: 26153
EAST MEADOW, NY
Past

March 21, 2006 - November 3, 2008

R.M. STARK & CO., INC.

BD
CRD#: 7612
HICKSVILLE, NY
Past

January 30, 2004 - March 22, 2006

GUNNALLEN FINANCIAL, INC

BD
CRD#: 17609
WESTBURY, NY
Past

November 28, 2001 - January 30, 2004

CONTINENTAL BROKER-DEALER CORP.

BD
CRD#: 14048
CARLE PLACE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(2/14/2024)
RR
California
(9/27/2019)
RR
Colorado
(2/7/2024)
RR
Connecticut
(1/13/2022)
RR
Delaware
(11/30/2020)
RR
Florida
(2/7/2024)
RR
Georgia
(2/8/2024)
RR
New Mexico
(2/8/2024)
RR
New York
(9/25/2019)
RR
North Carolina
(11/3/2021)
RR
Pennsylvania
(9/25/2019)
RR
Texas
(7/28/2021)
RR
Virginia
(7/29/2021)

Exams

State Security Law Exam
RR
Series 63
Date: 12/13/2001
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/27/2001
General Securities Representative Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market

Current Firm

N1
NETWORK 1 FINANCIAL SECURITIES INC.
ASSET PLANNING & DEVELOPMENT, INC. | STOCKAMERICA, INCORPORATED | NETWORK 1 FINANCIAL SECURITIES INC. | NETWORK 1 FINANCIAL SECURITIES

CRD#: 13577 / SEC#: , 8-29471

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information

Main Address
The Galleria, Suite 241 2 Bridge Avenue, Red Bank, NJ 07701
Mailing Address
The Galleria, Suite 241 2 Bridge Avenue, Red Bank, NJ 07701
Phone number
(732) 758-9001
Established
Texas since 03/15/1983
Firm type
Corporation
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
NETWORK 1 FINANCIAL GROUP, INC.( ISSI)SHAREHOLDER
ARTICLE THIRD TR UWO RICHARD W. HUNT FBO MADISON HUNTSHAREHOLDER
BRUNO, VINCENT MICHAELCHIEF COMPLIANCE OFFICER1845833
HUNT, WILLIAM RICHARD JRDIRECTOR, PRESIDENT, COO & FINOP, TRUSTEE830575
TESTAVERDE, DAMON DOMENICVICE PRESIDENT444453

Disclosures

Regulatory Event21
Arbitration4

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

NETWORK 1 FINANCIAL SECURITIES INC.

CRD#: 13577Syosset, NY 11791

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