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SR

Steven B. Rose

ALLSTATE FINANCIAL SERVICES
RIVERVIEW, FL 33569-5612
Some features on this profile are disabled
CRD#: 4473814
SR
Steven Brant RoseALLSTATE FINANCIAL SERVICES

Professional summary

Steven Brant Rose, who also goes by Steve Rose, is a registered financial professional currently at ALLSTATE FINANCIAL SERVICES, LLC located in Riverview, Florida.

Steven is registered as a RR (Registered Representative) and started their career in finance in 2013. Steven has worked at 10 firms and has passed the Series 66, Series 6TO, SIE, Series 7 and Series 6 exams.

Aliases

Steve Rose

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Steven Brant Rose's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 6, 2026 - Present

ALLSTATE FINANCIAL SERVICES, LLC

Office #1: 12307 Boyette Rd, Riverview, FL 33569-5612
BD
CRD#: 18272
RIVERVIEW, FL
Past

September 17, 2024 - July 15, 2025

TRANSAMERICA FINANCIAL ADVISORS, LLC

RIA
CRD#: 16164
TAMPA, FL
Past

August 26, 2024 - July 15, 2025

TRANSAMERICA FINANCIAL ADVISORS, LLC

BD
CRD#: 16164
TAMPA, FL
Past

January 12, 2022 - September 20, 2022

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA
CRD#: 2881
Milwaukee, WI
Past

January 7, 2022 - September 20, 2022

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

BD
CRD#: 2881
Milwaukee, WI
Past

May 21, 2019 - November 23, 2020

PRUCO SECURITIES, LLC.

RIA
CRD#: 5685
TAMPA, FL
Past

May 7, 2019 - November 23, 2020

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
TAMPA, FL
Past

March 29, 2019 - May 6, 2019

ALLSTATE FINANCIAL ADVISORS, LLC

RIA
CRD#: 109524
Sun City Center, FL
Past

March 21, 2019 - May 6, 2019

ALLSTATE FINANCIAL SERVICES, LLC

BD
CRD#: 18272
Sun City Center, FL
Past

January 8, 2018 - November 21, 2018

USAA INVESTMENT SERVICES COMPANY

RIA
CRD#: 5475
SAN ANTONIO, TX
Past

September 10, 2014 - January 8, 2018

USAA FINANCIAL PLANNING SERVICES

RIA
CRD#: 106352
TAMPA, FL
Past

September 4, 2014 - November 21, 2018

USAA FINANCIAL ADVISORS, INC.

BD
CRD#: 129035
TAMPA, FL
Past

November 21, 2013 - April 24, 2014

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA
CRD#: 149018
ALTOONA, PA
Past

July 19, 2013 - April 24, 2014

RAYMOND JAMES FINANCIAL SERVICES, INC.

BD
CRD#: 6694
ALTOONA, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(8/6/2026)
RR
Pennsylvania
(8/6/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 11/13/2013
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/19/2013
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 12/18/2001
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

AF
ALLSTATE FINANCIAL SERVICES, LLC
ALLSTATE FINANCIAL SERVICES, LLC | LSA SECURITIES, INC. | LAUGHLIN GROUP ADVISORS, INC. | ALLSTATE FINANCIAL SERVICES, LLC OF DELAWARE | ALLSTATE FINANCIAL SERVICES, LLC D/B/A LSA SECURITIES

CRD#: 18272 / SEC#: , 8-36365

BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information

Main Address
151 N 8th Street, Suite 450, Lincoln, NE 68508-1380
Mailing Address
Po Box 83271, Lincoln, NE 68501-3271
Phone number
(877) 232-2142
Established
Delaware since 11/01/1999
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
ALLSTATE INSURANCE COMPANYOWNER
BOUDREAU, JOHN DOUGLASCHIEF COMPLIANCE OFFICER, VICE PRESIDENT AND EXECUTIVE REPRESENTATIVE6357880
DELANEY, SCOTT SULLIVANPRESIDENT AND CHIEF EXECUTIVE OFFICER2978681
LANSPA, PAUL DONALDCHIEF OPERATING OFFICER6449159
MUELLER, DAVID JOHNGENERAL COUNSEL AND SECRETARY7807045
NELSON, MARY KRISCHAIRMAN OF THE BOARD2464654
SWEENEY, MICHAEL DANIELAML OFFICER2026113
WHITCOMB, MICHAEL JAMESFINOP7495756

Disclosures

Regulatory Event4
Arbitration1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

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Company Information

ALLSTATE FINANCIAL SERVICES, LLC

CRD#: 18272Riverview, FL 33569-5612

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