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JD

John Joseph Dillon

HEDGE PRO
KENNESAW, GA
·CRD# 4470999·25 years experience

Professional Summary

John Joseph Dillon, who also goes by John Dillon, is a registered financial advisor currently at HEDGE PRO located in Kennesaw, Georgia. John is registered as a RR (Registered Representative) and started their career in finance in 2001. John has worked at 10 firms and has passed the Series 63, Series 99TO, SIE and Series 14 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

John Dillon

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

25 years in the financial services industry

Current & Past Employments

HEDGE PRO·CRD# 317250
BD
125 Townpark Drive Suite 300, Kennesaw, GA 30179
January 27, 2023 - Present
KALOS CAPITAL, INC.·CRD# 44337
BD
Alpharetta, GA
February 6, 2020 - March 2, 2022
TRUIST INVESTMENT SERVICES, INC.·CRD# 17499
BD
Atlanta, GA
September 4, 2018 - July 17, 2019
WOODBURY FINANCIAL SERVICES, INC.·CRD# 421
BD
Oakdale, MN
January 15, 2015 - April 23, 2018
OSAIC SERVICES, INC.·CRD# 133763
BD
Scottsdale, AZ
October 22, 2010 - November 8, 2016
OSAIC WEALTH, INC.·CRD# 23131
BD
Scottsdale, AZ
October 22, 2010 - November 8, 2016
FSC SECURITIES CORPORATION·CRD# 7461
BD
Atlanta, GA
September 15, 2010 - April 23, 2018
MORGAN STANLEY·CRD# 149777
BD
Purchase, NY
June 1, 2009 - June 24, 2010
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
New York, NY
May 6, 2005 - June 1, 2009
HD BROUS & CO., INC.·CRD# 22062
BD
Great Neck, NY
November 20, 2001 - March 30, 2005

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Current Firm

HP
HEDGE PRO

HEDGE PRO | HEDGE PRO LLC

CRD#: 317250 / SEC#: 8-70914
BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)

Contact Information

Main Address

125 Townpark Drive Suite 300, Kennesaw, GA 30179

Mailing Address

125 Townpark Drive Suite 300, Kennesaw, GA 30179

Phone Number

(404) 649-4674

Established

Delaware since 10/05/2021

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
HEDGE CAPITAL MARKETS INC.MANAGING MEMBER—
CHUNG, MICHAELFINOP/PFO5739877
DILLON, JOHN JOSEPHCCO, PRESIDENT, AMLCO4470999
YUHAS, JOHN SHEAD OF SUPERVISION & OPERATIONS, REGISTERED OPTIONS PRINCIPAL, PRINCIPAL OPERATIONS OFFICER5980796

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Georgia
(5/10/2023)
RR
Indiana
(5/30/2023)
RR
Minnesota
(11/15/2023)
RR
New Jersey
(6/13/2023)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 2023About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Feb 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 14 — Compliance Officer Examination

Passed Mar 2002About the Series 14 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view John Joseph Dillon's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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