John M. Leonetti
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Michael Leonetti was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 2002. John had worked at 8 firms and has passed the Series 66, Series 82TO, SIE, Series 79, Series 31, Series 7, Series 24 and Series 51 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 13, 2022 - January 12, 2023
BA SECURITIES, LLC
February 17, 2022 - December 9, 2022
ASHLAND SECURITIES, LLC
July 21, 2016 - February 24, 2020
LCG CAPITAL ADVISORS, LLC
February 21, 2014 - July 22, 2016
STILLPOINT CAPITAL, LLC
September 1, 2010 - May 22, 2012
MID-MARKET SECURITIES, LLC
May 19, 2006 - August 26, 2008
RAYMOND JAMES FINANCIAL SERVICES, INC.
April 21, 2003 - May 26, 2006
CITIGROUP GLOBAL MARKETS INC.
January 4, 2002 - April 28, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 82TO
Date: 1/2/2023
Limited Representative-Private Securities OfferingsCurrent Firm
BA SECURITIES, LLC
CRD#: 153489 / SEC#: , 8-68545
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BA HOLDCO, LLC | OWNER | |
| BOLDEN, MICHAEL LABRADOR | CHIEF COMPLIANCE OFFICER | 6411755 |
| CHUFF, JOHN JOSEPH | PRESIDENT | 1205736 |
| HATLING, PEDER ALAN | PRINCIPAL | 5240595 |
| JUILIANO, COLLEEN JANE | FINOP | 4818898 |
| KELLER-YOUNG, SUZANNE | OPERATIONS MANAGER | 5495492 |
| PICKENS, DANIEL NEHIL | PRINCIPAL | 1042225 |
| WENTZLER, DENNIS RAYMOND | CHIEF OPERATIONS OFFICER & AML OFFICER | 4221461 |
Red Flags
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