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JL

John Michael Leonetti

CRD# 4470649·Registered 2002 - 2023
Previously Registered: Being a previously registered professional could mean that John is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

John Michael Leonetti was a registered financial advisor. John was a previously registered financial professional and started their career in finance 2002 - 2023. John had worked at 8 firms and has passed the Series 66, Series 82TO, SIE, Series 79, Series 31, Series 7, Series 24 and Series 51 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

24 years in the financial services industry

Current & Past Employments

BA SECURITIES, LLC·CRD# 153489
BD
W. Conshohocken, PA
December 13, 2022 - January 12, 2023
ASHLAND SECURITIES, LLC·CRD# 297523
BD
Canton, MA
February 17, 2022 - December 9, 2022
LCG CAPITAL ADVISORS, LLC·CRD# 129311
BD
Tampa, FL
July 21, 2016 - February 24, 2020
STILLPOINT CAPITAL, LLC·CRD# 133146
BD
Tampa, FL
February 21, 2014 - July 22, 2016
MID-MARKET SECURITIES, LLC·CRD# 126750
BD
Canton, MA
September 1, 2010 - May 22, 2012
RAYMOND JAMES FINANCIAL SERVICES, INC.·CRD# 6694
BD
Burlington, MA
May 19, 2006 - August 26, 2008
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
Boston, MA
April 21, 2003 - May 26, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
New York, NY
January 4, 2002 - April 28, 2003

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Current Firm

BS
BA SECURITIES, LLC

BA SECURITIES, LLC | BLACKWOLF ADVISORS, LLC | BLACKWOLF ADVISORS

CRD#: 153489 / SEC#: 8-68545
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

Contact Information

Main Address

Four Tower Bridge 200 Barr Harbor Drive, Suite 400, W. Conshohocken, PA 19428

Mailing Address

Four Tower Bridge 200 Barr Harbor Drive, Suite 400, W. Conshohocken, PA 19428

Phone Number

(877) 738-5841

Established

Pennsylvania since 01/25/2010

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
BA HOLDCO, LLCOWNER—
BOLDEN, MICHAEL LABRADORCHIEF COMPLIANCE OFFICER6411755
CHUFF, JOHN JOSEPHPRINCIPAL1205736
HATLING, PEDER ALANPRINCIPAL5240595
JUILIANO, COLLEEN JANEFINOP4818898
KELLER-YOUNG, SUZANNEOPERATIONS MANAGER5495492
PICKENS, DANIEL NEHILPRINCIPAL1042225
WENTZLER, DENNIS RAYMONDPRESIDENT & AML OFFICER4221461

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jan 2002About the Series 66 exam

Series 82TO — Limited Representative-Private Securities Offerings

Passed Jan 2023About the Series 82TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 79 — Investment Banking Registered Representative Examination

Passed Apr 2012About the Series 79 exam

Series 31 — Futures Managed Funds Examination

Passed Sep 2005About the Series 31 exam

Series 7 — General Securities Representative Examination

Passed Jan 2002About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jan 2023About the Series 24 exam

Series 51 — Municipal Fund Securities Principal Examination

Passed Jan 2023About the Series 51 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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