CH
Christopher S. Hobart
HOBART WEALTH
Charlotte, NC 28277
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CRD#: 4469608
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Professional summary
Christopher Scott Hobart, who also goes by Chris Hobart, is a registered financial advisor currently at HOBART WEALTH located in Charlotte, North Carolina.
Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Christopher has worked at 7 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Chris Hobart
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) TRABOH II LLC, SOLE OWNER SINCE 7/2011; HOLDING COMPANY FOR TWO OFFICE BUILDINGS. 2) HOBART FINANCIAL GROUP, INC; INSURANCE BASED; 7821 PEMSWOOD ST, CHARLOTTE, NC; LTC INSURANCE/LIFE INSURANCE; START MARCH 2004; 100HRS/MONTH; REP IS OWNER OF THE FIRM; INSURANCE APPOINTMENTS INCLUDE JACKSON HARTFORD ALLIANZ NACOLAH AVIVA LINCOLN/JEFFERSON PILOT EQUITRUST MIDLAND OM/F&G AIG. 3) HOBART INSURANCE SERVICES, LLC - INSURANCE SALES - OVERSIGHT,OWNER,SALES - SELL FIXED INSURANCE PRODUCTS - START DATE 1/2015 - INVESTMENT-RELATED - SPEND 10 HOURS PER WEEK IN CONNECTION WITH THE BUSINESS. 4) HOBART PRIVATE CAPITAL, LLC D/B/A HOBART WEALTH - REGISTERED INVESTMENT ADVISOR - PRESIDENT - START DATE 7/2013 - INVESTMENT-RELATED - SPEND 10 HOURS PER WEEK IN CONNECTION WITH THE BUSINESS. 5) CRSB MARKETING, INC- MARKETING CONSULTING BUSINESS - OWNER - CONSULT WITH OTHER COMPANIES ON MARKETING PLANS/STRUCTURE - START DATE 12/2014 - NOT INVESTMENT-RELATED - SPEND 2 HOURS PER WEEK IN CONNECTION WITH THE BUSINESS. 6) ATOMIC LEASING, LLC - LEASING COMPANY - MEMBER - PURCHASE AND LEASE OFFICE EQUIPMENT AND AUTOMOBILES - START DATE 10/31/2016 - NON INVESTMENT-RELATED - SPEND 1 HOUR PER WEEK 7) STONECREST PROFESSIONAL CENTER OWNERS ASSOCIATION, INC. - BUSINESS PARK HOA - NON-INVESTMENT-RELATED - ADDRESS: 242 MANN DR, STE 100, MATTHEWS, NC 28105 - SECRETARY OF HOA BOARD - DUTIES: TAKE NOTES AND DISTRIBUTE TO BOARD/HOA MEMBERS - START DATE: 1/1/2015; HOURS/MONTH: 2-4 - HOURS/MONTH DURING SECURITIES TRADING HOURS - 0.
CRS (Client Relationship Summary) - RIA
Click below to view Christopher Scott Hobart's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2013 - Present
HOBART WEALTH
Office #1: 7733 Ballantyne Commons Parkway Suite 101, Charlotte, NC 28277RIA
CRD#: 168494
Charlotte, NC
Past
September 23, 2015 - April 17, 2019
G.F. INVESTMENT SERVICES, LLC
BD
CRD#: 132939
CHARLOTTE, NC
Past
February 2, 2012 - January 25, 2018
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.
RIA
CRD#: 132070
CHARLOTTE, NC
Past
August 6, 2008 - March 23, 2012
KALOS MANAGEMENT
RIA
CRD#: 133025
PONTE VEDRA BEACH, FL
Past
November 7, 2007 - February 2, 2012
KALOS CAPITAL, INC.
BD
CRD#: 44337
CHARLOTTE, NC
Past
March 16, 2004 - November 2, 2007
QUEST CAPITAL STRATEGIES, INC.
BD
CRD#: 16783
LAGUNA HILLS, CA
Past
January 1, 2002 - March 19, 2004
EDWARD JONES
BD
CRD#: 250
ST. LOUIS, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HW
HOBART WEALTH
HOBART PRIVATE CAPITAL, LLC | HOBART WEALTH
CRD#: 168494 / SEC#: 801-107338
RIA
Registered Investment Advisory firm - (2/29/2016 Approved)North Carolina
Registered Investment Advisory firm - (7/27/2016 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
North Carolina(9/5/2013)
IAR
Texas(5/24/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
HW
HOBART WEALTH
HOBART PRIVATE CAPITAL, LLC | HOBART WEALTH
CRD#: 168494 / SEC#: 801-107338
RIA
Registered Investment Advisory firm - (2/29/2016 Approved)North Carolina
Registered Investment Advisory firm - (7/27/2016 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
7733 Ballantyne Commons Parkway Suite 101, Charlotte, NC 28277
Mailing Address
Phone number
(888) 553-0122
Established
Firm type
Fiscal year end
# of Employees
16
SEC notice filing (9 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,891 |
| AUM (Assets Under Management) | $ 429,701,468 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
