Richard A. Tilghman
Professional summary
Richard Albert Tilghman JR., who also goes by Richard Albert Tilghman Jr, Richard Albert Tilghman, is a registered financial professional currently at MISCHLER FINANCIAL GROUP, INC. located in Stamford, Connecticut.
Richard is registered as a RR (Registered Representative) and started their career in finance in 1972. Richard has worked at 8 firms and has passed the Series 63, Series 65, Series 52TO, SIE, Series 7, Series 1 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Richard Albert Tilghman JR.'s CRS (Customer Relationship Summary).
Certified licenses
Experience
April 11, 2014 - Present
MISCHLER FINANCIAL GROUP, INC.
Office #1: Harbor Landing 46 Southfield Avenue, Suite 200, Stamford, CT 06902March 11, 2009 - October 24, 2013
SAMUEL A. RAMIREZ & COMPANY, INC.
September 22, 2008 - February 12, 2009
BARCLAYS CAPITAL INC.
February 27, 2008 - October 15, 2008
LEHMAN BROTHERS INC.
August 9, 2006 - September 22, 2008
LEHMAN BROTHERS INC.
August 12, 2003 - November 16, 2006
PUBLIC RESOURCES ADVISORY GROUP
March 15, 2000 - December 19, 2000
GREENWICH PARTNERS, LLC
September 15, 1999 - February 11, 2000
GLEACHER & COMPANY SECURITIES, INC.
September 5, 1996 - February 10, 1998
CREDIT SUISSE SECURITIES (USA) LLC
September 20, 1972 - May 11, 1995
CREDIT SUISSE SECURITIES (USA) LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
Series 52TO
Date: 7/10/2023
Municipal Securities Representative ExaminationSeries 1
Date: 9/18/1972
Registered Representative ExaminationSeries 40
Date: 8/7/1978
Registered Principal ExaminationFINRA
Current Firm
MISCHLER FINANCIAL GROUP, INC.
CRD#: 37818 / SEC#: , 8-48067
Contact information
FINRA licenses (50 States and Territories)
Documents
Disclosures
| Regulatory Event | 6 |
Red Flags
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