AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why Advisor Check

FIND A MISCHLER FINANCIAL GROUP, INC. FINANCIAL ADVISOR NEAR ME

Find, Compare and Monitor Financial Advisors at MISCHLER FINANCIAL GROUP, INC.

CRD#: 37818
BD

Looking for a Financial Advisor at MISCHLER FINANCIAL GROUP, INC.?

We have compiled every financial advisor who works at MISCHLER FINANCIAL GROUP, INC. in our database for you to search through. On this page, you will be able to find the closest financial advisors to you geographically, advisors with specific certifications that you are looking for, as well as many other filtering capabilities to help you search.

If you need additional assistance finding the specific financial advisor you are looking for, please use our search tool below and type in either their name or CRD number.

FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

MISCHLER FINANCIAL GROUP, INC. is located at 19800 Macarthur Blvd. Suite 600, Irvine, CA 92612 and was first established at Los Angeles, California in 11/22/1994. After operating for 31 years, MISCHLER FINANCIAL GROUP, INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of MISCHLER FINANCIAL GROUP, INC.’s clients are individuals and 0% of their clients are high net worth individuals. MISCHLER FINANCIAL GROUP, INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at MISCHLER FINANCIAL GROUP, INC. are registered to handle securities or provide financial advice. The firm has 6 disclosures, 6 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access MISCHLER FINANCIAL GROUP, INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at MISCHLER FINANCIAL GROUP, INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

Crafted using large generative AI models

Where the Statistical Data for MISCHLER FINANCIAL GROUP, INC. Comes From

Understanding the Statistics for MISCHLER FINANCIAL GROUP, INC. and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
Regulatory Event
6

FIRM INFORMATION

Main Address
19800 Macarthur Blvd. Suite 600, Irvine, CA 92612
Mailing Address
19800 Macarthur Blvd. Suite 600, Irvine, CA 92612
Firm Size
Small
Phone Number
(949) 720-0640
Established
California since 11/22/1994
Firm Type
Corporation
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
CHAMBERLAIN, DEAN ARTHURCHIEF EXECUTIVE OFFICER / DIRECTOR/ CHAIRMAN2262338
HOLMES, DOYLE LAVERNPRESIDENT, CHIEF OPERATION OFFICER-FINOP, CHIEF COMPLIANCE OFFICER, DIRECTOR1556260
GTS FINANCIAL LLCOWNER

The Importance of Understanding a Firm’s Role when Evaluating an Advisor

How Do I Determine Which Firm to Work With?

Advisor's working at MISCHLER FINANCIAL GROUP, INC.

DH

Doyle Lavern Holmes

Doyle Laverne Holmes
IAR
RR
CRD#: 1556260
Location:
Irvine, CA 92612
Company:
RAMPART ASSET MANAGEMENT LLC
Disclosures:
Experience:
41 years
View Profile
DC

Dean Arthur Chamberlain

Dean Chamberlain
IAR
RR
CRD#: 2262338
Location:
Stamford, CT 06902
Company:
RAMPART ASSET MANAGEMENT LLC
Disclosures:
Experience:
33 years
View Profile
CS

Carl Eugene Spangler

Carl E. Spangler Jr., Carl E. Spangler, Carl Eugene Spangler Jr.
IAR
RR
CRD#: 5928605
Location:
Irvine, CA 92612
Company:
RAMPART ASSET MANAGEMENT LLC
Disclosures:
Experience:
15 years
View Profile
Name or CRD#
Location
Firm name (optional)
Credentials
Advisor type
Disclosures
Experience (Years)

Compare statistics for financial advisors here.

Review financial advisor disclosures here.

footer-logo

AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics