Brent N. Robbins

ALEXANDER CAPITAL WEALTH MANAGEMENT LLC

Laguna Niguel, CA

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CRD#: 4468660

Professional summary

Brent Nolan Robbins, who also goes by Brent N Robbins, Brent Nolan Robbins, is a registered financial advisor currently at ALEXANDER CAPITAL WEALTH MANAGEMENT LLC located in Laguna Niguel, California and ALEXANDER CAPITAL, L.P. located in Red Bank, New Jersey.

Brent is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Brent has worked at 9 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 79TO and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brent N Robbins | Brent Nolan Robbins

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) LIFE INSURANCE AGENT-INVESTMENT RELATED, 5015 BIRCH STREET, NEWPORT BEACH, CA 92660, LIFE INSURANCE SALES, OWNER/AGENT, LIFE INSURANCE SALES, 5-10 HRS MONTHLY, 0 HRS DURING SECURITIES TRADING HOURS, 01/2013 2) BRENT N. ROBBINS CPA-NOT INVESTMENT RELATED, 5015 BIRCH STREET, NEWPORT BEACH, CA 92660, TAX AND BUSINESS CONSULTING SERVICES, OWNER, TAX PLANNING AND PREPERATION, BUSINESS CONSULTING, 10 HRS MONTHLY, 0 HRS DURING SECURITIES TRADING HOURS, 07/1987

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brent Nolan Robbins's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 28, 2025 - Present

ALEXANDER CAPITAL WEALTH MANAGEMENT LLC

RIA

CRD#: 157714

Laguna Niguel, CA

Current

April 28, 2025 - Present

ALEXANDER CAPITAL, L.P.

Office #1: 10 Drs James Parker Blvd Suite 202, Red Bank, NJ 07701

CRD#: 40077

Red Bank, NJ

Past

March 4, 2025 - March 24, 2025

PENSERRA WEALTH MANAGEMENT

RIA

CRD#: 333218

Laguna Niguel, CA

Past

February 5, 2025 - March 19, 2025

EMERSON EQUITY LLC

CRD#: 130032

SAN MATEO, CA

Past

January 31, 2023 - January 24, 2025

AVANTAX ADVISORY SERVICES

RIA

CRD#: 104556

Newport Beach, CA

Past

January 31, 2023 - January 24, 2025

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

Newport Beach, CA

Past

December 2, 2021 - July 29, 2022

AVANTAX ADVISORY SERVICES

RIA

CRD#: 104556

Newport Beach, CA

Past

August 13, 2021 - July 29, 2022

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

Newport Beach, CA

Past

December 16, 2019 - November 2, 2020

BOUSTEAD SECURITIES, LLC

CRD#: 141391

IRVINE, CA

Past

February 25, 2005 - June 24, 2005

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

DALLAS, TX

Past

July 6, 2004 - February 14, 2005

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

PHILADELPHIA, PA

Past

June 23, 2004 - February 14, 2005

TRANSAMERICA FINANCIAL ADVISORS, LLC

RIA

CRD#: 16164

NEWPORT BEACH, CA

Past

June 30, 2003 - November 14, 2003

ADVANTAGE CAPITAL CORPORATION

RIA

CRD#: 146

NEWPORT BEACH, CA

Past

June 30, 2003 - November 14, 2003

ADVANTAGE CAPITAL CORPORATION

CRD#: 146

ATLANTA, GA

Past

September 23, 2002 - July 14, 2003

AVANTAX ADVISORY SERVICES

RIA

CRD#: 104556

NEWPORT BEACH, CA

Past

February 13, 2002 - June 18, 2003

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

DALLAS, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALEXANDER CAPITAL WEALTH MANAGEMENT LLC

ALEXANDER CAPITAL WEALTH MANAGEMENT LLC | LCORE WEALTH MANAGEMENT LLC | ARTHUR MORRIS LIFFESTYLE WEALTH MANAGEMENT | ALEXANDER CAPITAL, L.P.

CRD#: 157714 / SEC#: 801-112997

RIA

Registered Investment Advisory firm - (4/30/2018 Approved)

Arkansas

Registered Investment Advisory firm - (5/15/2018 Terminated)

New Jersey

Registered Investment Advisory firm - (6/20/2018 Terminated)

New York

Registered Investment Advisory firm - (5/15/2018 Terminated)

Texas

Registered Investment Advisory firm - (5/15/2018 Terminated)

Washington

Registered Investment Advisory firm - (5/22/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(4/28/2025)

IAR

California
(4/28/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/1/2021

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/8/2018

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 1/13/2020

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 12/16/2019

Securities Industry Essentials Examination

General Industry/Product Exam

Series 79TO

Date: 12/3/2019

Investment Banking Registered Representative Examination

General Industry/Product Exam

Series 7

Date: 2/11/2002

General Securities Representative Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

Current Firm

ALEXANDER CAPITAL WEALTH MANAGEMENT LLC

ALEXANDER CAPITAL WEALTH MANAGEMENT LLC | LCORE WEALTH MANAGEMENT LLC | ARTHUR MORRIS LIFFESTYLE WEALTH MANAGEMENT | ALEXANDER CAPITAL, L.P.

CRD#: 157714 / SEC#: 801-112997

RIA

Registered Investment Advisory firm - (4/30/2018 Approved)

Arkansas

Registered Investment Advisory firm - (5/15/2018 Terminated)

New Jersey

Registered Investment Advisory firm - (6/20/2018 Terminated)

New York

Registered Investment Advisory firm - (5/15/2018 Terminated)

Texas

Registered Investment Advisory firm - (5/15/2018 Terminated)

Washington

Registered Investment Advisory firm - (5/22/2018 Terminated)

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Contact information

Main Address

10 Drs. James Parker Blvd Suite 202, Red Bank, NJ 07701

Mailing Address

Phone number

(212) 687-5650

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (18 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ALEXANDER CAPITAL WEALTH MANAGEMENT, LLC FIRM BROCHURE (3/11/2025)

ALEXANDER CAPITAL WEALTH MANAGEMENT LLC APPENDIX 1 (3/11/2025)

Regulatory assets under management

Total Number of Accounts	999
AUM (Assets Under Management)	$ 212,106,766

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Brent N. Robbins

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brent Nolan Robbins's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALEXANDER CAPITAL, L.P.

PENSERRA WEALTH MANAGEMENT

EMERSON EQUITY LLC

AVANTAX ADVISORY SERVICES

AVANTAX INVESTMENT SERVICES, INC.

AVANTAX ADVISORY SERVICES

AVANTAX INVESTMENT SERVICES, INC.

BOUSTEAD SECURITIES, LLC

AVANTAX INVESTMENT SERVICES, INC.

TRANSAMERICA FINANCIAL ADVISORS, LLC

TRANSAMERICA FINANCIAL ADVISORS, LLC

ADVANTAGE CAPITAL CORPORATION

ADVANTAGE CAPITAL CORPORATION

AVANTAX ADVISORY SERVICES

AVANTAX INVESTMENT SERVICES, INC.

Primary Firm SEC Registration

ALEXANDER CAPITAL WEALTH MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/1/2021

Series 63

Date: 10/8/2018

Series 7TO

Date: 1/13/2020

SIE

Date: 12/16/2019

Series 79TO

Date: 12/3/2019

Series 7

Date: 2/11/2002

FINRA

Nasdaq Stock Market

Current Firm

ALEXANDER CAPITAL WEALTH MANAGEMENT LLC

Contact information

SEC notice filing (18 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALEXANDER CAPITAL WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

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