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JT

Jamie M. Terranova

LUCID CAPITAL MARKETS
New York, NY 10022
Some features on this profile are disabled
CRD#: 4465828
JT

Professional summary

Jamie Michael Terranova is a registered financial professional currently at LUCID CAPITAL MARKETS, LLC located in New York, New York.

Jamie is registered as a RR (Registered Representative) and started their career in finance in 2001. Jamie has worked at 5 firms and has passed the Series 63, Series 66, Series 57TO, Series 99TO, SIE, Series 55, Series 31, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
BitHedge LLC. Cryptocurrency Mining. Not Publicly Held. Financially related. President. Manage Operations. Estimated time devoted-5 hours per week. Not during market hours.2/19/2021. 44 West Mining LLC. Cryptocurrency mining and investment. Not publicly held. President - Oversee related projects and investments. No fees. Estimated 5 hours per week. Longhorn Generation, LLC. Cryptocurrency mining and infrastructure. Not publicly held. President - oversee investments and dispositions. No fees. Estimated 3 hours per week. Newland Ventures LLC. Investment management. Nor publicly held. Sole proprietor of company operations. No fees. Estimated 1 hour per week.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jamie Michael Terranova's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 13, 2025 - Present

LUCID CAPITAL MARKETS, LLC

Office #1: 570 Lexington Avenue 40th Fl., New York, NY 10022
BD
CRD#: 140345
New York, NY
Past

July 25, 2016 - October 15, 2024

MAXIM FINANCIAL ADVISORS LLC

RIA
CRD#: 139366
NEW YORK, NY
Past

April 4, 2006 - October 15, 2024

MAXIM GROUP LLC

BD
CRD#: 120708
NEW YORK, NY
Past

September 23, 2002 - October 21, 2003

WORLDCO, L.L.C.

BD
CRD#: 24673
NEW YORK, NY
Past

November 16, 2001 - August 12, 2002

MORGAN STANLEY DW INC.

BD
CRD#: 7556
PURCHASE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 4/12/2006
Uniform Securities Agent State Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 12/31/2001
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 55
Date: 4/27/2006
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 31
Date: 12/6/2001
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7
Date: 11/15/2001
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 9/20/2010
General Securities Principal Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange

Current Firm

LC
LUCID CAPITAL MARKETS, LLC
AMERICAS EXECUTIONS | SURKIS, BARRY NMN | SURKIS, BARRY | SURKIS INCORPORATED | LUCID CAPITAL MARKETS, LLC | LUCID CAPITAL MARKETS LLC. | LUCID CAPITAL MARKETS | AMERX | AMERICAS EXECUTIONS, LLC | AMERICAS EXECUTIONS, INC.

CRD#: 140345 / SEC#: , 8-67305

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
New York Stock Exchange 11 Wall Street Pod-p, New York, NY 10005
Mailing Address
C/o Accounting & Compliance International 199 Water Street 9th Floor, New York, NY, 10038
Phone number
(212) 306-2700
Established
New York since 06/15/2015
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (25 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
GI4 HOLDINGS, LLCSOLE PROPRIETOR
IANNONE, JOHN VINCENT JR.CHIEF FINANCIAL OFFICER AND OPERATIONS PRINCIPAL1616912
SHAPIRO, ANDREW JAYCHIEF COMPLIANCE OFFICER1104658
TANIOS, FADYCEO4213894
YANNOTTI, ALEXANDER ANTHONYFINANCIAL OPERATIONS PRINCIPAL1333893

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

LUCID CAPITAL MARKETS, LLC

CRD#: 140345New York, NY 10022

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