William J. Miller
Professional summary
William James Miller JR, who also goes by William J Miller Jr, William J Miller Jr., William J Miller Jr., William J Miller Jr Jr., Bill Miller, is a registered financial professional currently at KINGSROCK SECURITIES LLC located in New York, New York.
William is registered as a RR (Registered Representative) and started their career in finance in 2001. William has worked at 3 firms and has passed the Series 66, Series 63, Series 79TO, Series 82TO, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view William James Miller JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 6, 2025 - Present
KINGSROCK SECURITIES LLC
Office #1: 900 Third Avenue - Suite 1801, New York, NY 10022December 16, 2020 - January 5, 2023
COMMERCE STREET CAPITAL, LLC
November 2, 2001 - April 30, 2012
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/24/2025
Investment Banking Registered Representative ExaminationSeries 82TO
Date: 1/6/2025
Limited Representative-Private Securities OfferingsSeries 7TO
Date: 12/16/2020
General Securities Representative ExaminationFINRA
Current Firm
KINGSROCK SECURITIES LLC
CRD#: 325143 / SEC#: , 8-71064
Contact information
FINRA licenses (6 States and Territories)
Red Flags
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