Samuel H. Ticknor
Professional summary
Samuel Howe Ticknor is a registered financial professional currently at LEAGUE CAPITAL MARKETS located in New York, New York.
Samuel is registered as a RR (Registered Representative) and started their career in finance in 2001. Samuel has worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Samuel Howe Ticknor's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 10, 2016 - Present
LEAGUE CAPITAL MARKETS
Office #1: 1345 Avenue Of The Americas 2nd Floor, New York, NY 10105January 30, 2015 - May 28, 2015
LEAGUE CAPITAL MARKETS
June 23, 2009 - September 12, 2012
CORPORATE FUEL SECURITIES LLC
January 5, 2006 - April 3, 2008
SCOTT & STRINGFELLOW, LLC
September 2, 2003 - January 13, 2006
BERGEN CAPITAL, INC.
November 12, 2001 - September 5, 2003
PROVIDENT INTERNATIONAL SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/6/2022)
(11/1/2016)
Exams
FINRA
Current Firm
LEAGUE CAPITAL MARKETS
CRD#: 170803 / SEC#: , 8-69432
Contact information
FINRA licenses (14 States and Territories)
Red Flags
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