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CRD#: 170803
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

LEAGUE CAPITAL MARKETS is located at 1345 Avenue Of The Americas 2nd Floor, New York, NY 10105 and was first established at New York, New York in 11/01/2013. After operating for 12 years, LEAGUE CAPITAL MARKETS has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of LEAGUE CAPITAL MARKETS’s clients are individuals and 0% of their clients are high net worth individuals. LEAGUE CAPITAL MARKETS has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at LEAGUE CAPITAL MARKETS are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access LEAGUE CAPITAL MARKETS‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at LEAGUE CAPITAL MARKETS. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for LEAGUE CAPITAL MARKETS Comes From

Understanding the Statistics for LEAGUE CAPITAL MARKETS and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
1345 Avenue Of The Americas 2nd Floor, New York, NY 10105
Mailing Address
1345 Avenue Of The Americas 2nd Floor, New York, NY 10105
Firm Size
Small
Phone Number
(212) 588-0580
Established
New York since 11/01/2013
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
LEAGUEMED ENTERPRISES, LLCOWNER
DAUSEND, DOROTHY THERESASUPERVISORY PRINCIPAL1326747
GALLAGHER, JOHN JOSEPH JRCEO3128509
MACK, ALEXANDER HERBERTFINOP4805607
MACK, DAVIDPRESIDENT2164969
URQUIOLA, JEAN CAROLCCO, VICE PRESIDENT1806619

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Advisor's working at LEAGUE CAPITAL MARKETS

PC

Paul John Cella

IAR
RR
CRD#: 2165318
ChFC®: Chartered Financial ConsultantCLU®: Chartered Life Underwriter
Location:
Staten Island, NJ 07733
Company:
RESEARCH FINANCIAL STRATEGIES
Disclosures:
Experience:
34 years
View Profile
NW

Nicola Ta Walter

Walter Ta Nicola Ta
IAR
RR
CRD#: 2857514
Location:
New York, NY
Company:
NOBLEBRIDGE WEALTH
Disclosures:
Experience:
28 years
View Profile
JU

Jean Carol Urquiola

RR
CRD#: 1806619
Location:
New York, NY 10022
Company:
VALIDATE CAPITAL MARKETS, LLC
Disclosures:
Experience:
37 years
View Profile
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