SM
Shannon L. Mehls
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
New Richmond, WI 54017
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CRD#: 4461040
SM
Professional summary
Shannon Lea Mcdaniel Mehls, who also goes by Shannon Lea Gerdeman, Shannon Lea Mehls N/a, Shannon Lea Mehls, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in New Richmond, Wisconsin and CAMBRIDGE INVESTMENT RESEARCH, INC. located in New Richmond, Wisconsin.
Shannon is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Shannon has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Shannon Lea Gerdeman | Shannon Lea Mehls N/a | Shannon Lea Mehls
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.OHRENDA, LLC, 150 W 1st Street Suite 220, PO Box 366, New Richmond WI 54017, 10/2017, Owner, DBA Name, INV REL, 200 HR/MO, 28 HR/MO TRADING. 2.NOTARY PUBLIC, 150 W 1ST STREET, STE 220, PO BOX 366, NEW RICHMOND, WI, 8/13/2010. NIR - 2 HR/YR - 2/TRADING. 3.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 3/2016 AS ADVISORY REP OF A RIA. INV REL - 40 HR/WK - 40/TRADING. 03/24/16 4.SHANNON MEHLS, INDEPENDENT INSURANCE AGENT, 150 W 1ST STREET, STE 220, PO BOX 366, NEW RICHMOND, WI, 6/2017 FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 5/MO - 5/TRADING. 5.PRAIRIE BAR, INC. 206 Main Street, Star Prairie WI 54017, United States, 11/01/2022, Board Member, NIR, 20 HR/MO - 0 HR/MO TRADING 6.PREFERRED PARTNERS, 350 Indiana Street, Suite 730, Golden CO 80401, 07/2025, Contracted (1099) OSJ Designee, Salary, INV REL, 160 HR/MO, 130 HR/MO TRADING.
CRS (Client Relationship Summary) - RIA
Click below to view Shannon Lea Mcdaniel Mehls's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 24, 2016 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 150 W 1st St. Ste. 220, New Richmond, WI 54017RIA
CRD#: 134139
New Richmond, WI
Current
March 24, 2016 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 150 W 1st St. Ste. 220, New Richmond, WI 54017BD
CRD#: 39543
New Richmond, WI
Past
March 31, 2010 - April 14, 2016
TRANSAMERICA FINANCIAL ADVISORS, LLC
RIA
CRD#: 16164
NEW RICHMOND, WI
Past
September 4, 2009 - April 14, 2016
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
NEW RICHMOND, WI
Past
November 18, 2005 - September 4, 2009
TRANSAMERICA FINANCIAL ADVISORS, INC.
BD
CRD#: 3600
NEW RICHMOND, WI
Past
January 29, 2002 - December 31, 2003
SECURIAN FINANCIAL SERVICES, INC.
BD
CRD#: 15296
ST. PAUL, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(3/24/2016)
RR
Alaska(6/19/2024)
RR
Arizona(3/24/2016)
RR
Arkansas(10/30/2017)
RR
California(3/24/2016)
RR
Colorado(3/24/2016)
RR
Florida(3/24/2016)
RR
Georgia(10/11/2016)
RR
Illinois(3/24/2016)
RR
Indiana(3/24/2016)
RR
Iowa(3/24/2016)
RR
Kansas(3/24/2016)
RR
Kentucky(1/3/2017)
RR
Maine(2/1/2017)
RR
Massachusetts(1/3/2017)
RR
Michigan(5/13/2016)
RR
Minnesota(3/24/2016)
RR
Missouri(3/24/2016)
RR
Montana(3/24/2016)
RR
Nebraska(3/24/2016)
RR
New Hampshire(1/3/2023)
RR
New Jersey(3/24/2016)
RR
New Mexico(7/25/2018)
RR
North Carolina(3/28/2016)
RR
North Dakota(3/24/2016)
RR
Ohio(9/6/2016)
RR
Oklahoma(5/9/2016)
RR
Oregon(9/7/2018)
RR
Pennsylvania(3/24/2016)
RR
South Carolina(3/24/2016)
RR
South Dakota(3/24/2016)
RR
Tennessee(5/9/2016)
RR
Texas(3/24/2016)
IAR
Texas(4/1/2016)
RR
Utah(1/3/2017)
RR
Vermont(2/1/2017)
RR
Virginia(3/24/2016)
RR
Washington(5/17/2016)
RR
West Virginia(1/3/2017)
RR
Wisconsin(3/24/2016)
IAR
Wisconsin(3/24/2016)
RR
Wyoming(5/31/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139New Richmond, WI 54017TRUST BUT VERIFY
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