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BR

Brian P. Roberts

ROBERTS WEALTH ADVISORS
Menlo Park, CA 94025
Some features on this profile are disabled
CRD#: 4458697
BR

Professional summary

Brian Patrick Roberts is a registered financial advisor currently at ROBERTS WEALTH ADVISORS, LLC located in Menlo Park, California.

Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Brian has worked at 3 firms .

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
I am currently an employee at Nelson Roberts Investment Advisors with a 10/31/2020 termination date.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Patrick Roberts's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 2, 2020 - Present

ROBERTS WEALTH ADVISORS, LLC

Office #1: 1550 El Camino Real Suite 275, Menlo Park, CA 94025
RIA
CRD#: 308827
Menlo Park, CA
Past

May 15, 2015 - November 6, 2020

NELSON CAPITAL MANAGEMENT, LLC

RIA
CRD#: 129776
MENLO PARK, CA
Past

January 7, 2003 - November 16, 2004

NELSON CAPITAL MANAGEMENT

RIA
CRD#: 123513
PALO ALTO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RW
ROBERTS WEALTH ADVISORS, LLC
ROBERTS WEALTH ADVISORS, LLC

CRD#: 308827 / SEC#: 801-118928

RIA
Registered Investment Advisory firm - (6/15/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(11/2/2020)
IAR
Texas
(1/29/2021)
IAR
Utah
(3/3/2021)

Exams

Current Firm

RW
ROBERTS WEALTH ADVISORS, LLC
ROBERTS WEALTH ADVISORS, LLC

CRD#: 308827 / SEC#: 801-118928

RIA
Registered Investment Advisory firm - (6/15/2020 Approved)
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Contact information

Main Address
1550 El Camino Real Suite 275, Menlo Park, CA 94025
Mailing Address
Phone number
(650) 240-2410
Established
Firm type
Fiscal year end
# of Employees
6

SEC notice filing (4 States and Territories)

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Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV PART 2A- ROBERTS WEALTH ADVISORS, LLC (3/25/2025)

Regulatory assets under management

Total Number of Accounts433
AUM (Assets Under Management)$ 385,388,641

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ROBERTS WEALTH ADVISORS, LLC

CRD#: 308827Menlo Park, CA 94025

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