Charles C. Weeks
Professional summary
Charles Claude Weeks JR., CFP®, who also goes by Charles Weeks Jr, Charles Weeks, is a registered financial advisor currently at BARRISTER located in Fort Washington, Pennsylvania.
Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Charles has worked at 6 firms and has passed the Series 66, Series 7, Series 31 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Charles Claude Weeks JR.'s CRS (Customer Relationship Summary).
Certified licenses
Start date: 2010
Experience
May 10, 2010 - Present
BARRISTER
Office #1: 501 Office Center Drive Suite 125, Fort Washington, PA 19034September 30, 2009 - April 21, 2010
JSC ADVISORS, LLC
March 25, 2009 - April 21, 2010
NAVAID FINANCIAL SERVICES, INC.
November 17, 2006 - December 16, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 2, 2006 - December 16, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 25, 2002 - December 13, 2002
MORGAN STANLEY DW INC.
October 2, 2001 - January 18, 2002
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/7/2020)
(5/10/2010)
(4/15/2015)
(5/18/2020)
Exams
Current Firm
BARRISTER
CRD#: 153598 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 307 |
| AUM (Assets Under Management) | $ 81,592,273 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
