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Christine M. Charno
VOYA INVESTMENT MANAGEMENT CO. LLC
Stamford, CT
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CRD#: 4455849
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Professional summary
Christine Marie Charno is a registered financial advisor currently at VOYA INVESTMENT MANAGEMENT CO. LLC located in Stamford, Connecticut and VOYA INVESTMENTS DISTRIBUTOR, LLC located in Windsor, Connecticut.
Christine is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Christine has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Christine Marie Charno's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 21, 2014 - Present
VOYA INVESTMENT MANAGEMENT CO. LLC
Office #2: 200 Park Avenue, New York, NY 10166RIA
CRD#: 106494
Stamford, CT
Current
October 20, 2014 - Present
VOYA INVESTMENTS DISTRIBUTOR, LLC
Office #1: One Orange Way, Windsor, CT 06095BD
CRD#: 37886
Windsor, CT
Past
February 2, 2011 - October 21, 2014
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
BD
CRD#: 102920
NEW YORK, NY
Past
January 8, 2008 - December 31, 2008
UBS ASSET MANAGEMENT (US) INC.
RIA
CRD#: 583
STAMFORD, CT
Past
September 25, 2006 - February 12, 2009
UBS ASSET MANAGEMENT (US) INC.
BD
CRD#: 583
STAMFORD, CT
Past
July 30, 2002 - July 29, 2004
UBS ASSET MANAGEMENT (US) INC.
BD
CRD#: 583
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VI
VOYA INVESTMENT MANAGEMENT CO. LLC
AELTUS INVESTMENT MANAGEMENT INC | VOYA U. S. INVESTMENT MANAGEMENT | VOYA INVESTMENT MANAGEMENT CO. LLC | VOYA INVESTMENT MANAGEMENT AMERICAS | VOYA INVESTMENT MANAGEMENT | ING INVESTMENT MANAGEMENT CO. LLC | ING INVESTMENT MANAGEMENT CO. | ING ALTERNATIVE ASSETS | FSIP LLC
CRD#: 106494 / SEC#: 801-9046
RIA
Registered Investment Advisory firm - (1/7/1973 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(5/5/2016)
IAR
California(5/6/2016)
RR
Connecticut(10/20/2014)
IAR
Connecticut(10/21/2014)
RR
Delaware(5/5/2016)
IAR
Delaware(5/6/2016)
RR
Florida(5/5/2016)
RR
Georgia(5/5/2016)
IAR
Georgia(5/16/2016)
RR
Louisiana(5/5/2016)
IAR
Louisiana(5/6/2016)
RR
Maryland(5/5/2016)
IAR
Maryland(7/7/2016)
RR
Massachusetts(5/5/2016)
IAR
Massachusetts(5/16/2016)
RR
Missouri(5/5/2016)
IAR
Missouri(5/11/2016)
RR
Nebraska(6/4/2018)
RR
New Jersey(5/5/2016)
IAR
New Jersey(6/2/2016)
RR
New York(10/20/2014)
RR
Ohio(5/5/2016)
IAR
Ohio(5/5/2016)
RR
Pennsylvania(5/5/2016)
IAR
Pennsylvania(5/5/2016)
RR
Texas(5/5/2016)
IAR
Texas(5/6/2016)
RR
Washington(5/5/2016)
IAR
Washington(5/31/2016)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
VI
VOYA INVESTMENT MANAGEMENT CO. LLC
AELTUS INVESTMENT MANAGEMENT INC | VOYA U. S. INVESTMENT MANAGEMENT | VOYA INVESTMENT MANAGEMENT CO. LLC | VOYA INVESTMENT MANAGEMENT AMERICAS | VOYA INVESTMENT MANAGEMENT | ING INVESTMENT MANAGEMENT CO. LLC | ING INVESTMENT MANAGEMENT CO. | ING ALTERNATIVE ASSETS | FSIP LLC
CRD#: 106494 / SEC#: 801-9046
RIA
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Contact information
Main Address
200 Park Avenue, New York, NY 10166
Mailing Address
Phone number
(212) 309-8200
Established
Firm type
Fiscal year end
# of Employees
880
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,261 |
| AUM (Assets Under Management) | $ 253,808,191,665 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/05/2025 | ||
| 11/26/2024 | ||
| 10/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
