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CRD#: 37886
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

VOYA INVESTMENTS DISTRIBUTOR, LLC is located at One Orange Way, Windsor, CT 06095 and was first established at Boston, Delaware in 10/01/2002. After operating for 23 years, VOYA INVESTMENTS DISTRIBUTOR, LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of VOYA INVESTMENTS DISTRIBUTOR, LLC’s clients are individuals and 0% of their clients are high net worth individuals. VOYA INVESTMENTS DISTRIBUTOR, LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at VOYA INVESTMENTS DISTRIBUTOR, LLC are registered to handle securities or provide financial advice. The firm has 1 disclosures, 1 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access VOYA INVESTMENTS DISTRIBUTOR, LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at VOYA INVESTMENTS DISTRIBUTOR, LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for VOYA INVESTMENTS DISTRIBUTOR, LLC Comes From

Understanding the Statistics for VOYA INVESTMENTS DISTRIBUTOR, LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
Regulatory Event
1

FIRM INFORMATION

Main Address
One Orange Way, Windsor, CT 06095
Mailing Address
One Orange Way, Windsor, CT 06095
Firm Size
Medium
Phone Number
(860) 275-2110
Established
Delaware since 10/01/2002
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
VOYA FUNDS SERVICES, LLCSOLE SHAREHOLDER
EASTON, STEPHEN JOSEPHCHIEF COMPLIANCE OFFICER3150168
POTESTA, TIFFANI ANNECEO, PRESIDENT, DIRECTOR & HEAD OF INTERMEDIARY DISTRIBUTION4042592
WILLINGHAM, CATRINAFINANCIAL OPERATIONS PRINCIPAL7025979

The Importance of Understanding a Firm’s Role when Evaluating an Advisor

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Advisor's working at VOYA INVESTMENTS DISTRIBUTOR, LLC

BH

Brock Hoover

IAR
RR
CRD#: 7916949
Location:
Atlanta, GA 30327
Company:
VOYA INVESTMENT MANAGEMENT CO. LLC
Disclosures:
Experience:
1 year
View Profile
SW

Samuel Wright

IAR
RR
CRD#: 6250915
Location:
Atlanta, GA 30327
Company:
VOYA INVESTMENT MANAGEMENT CO. LLC
Disclosures:
Experience:
11 years
View Profile
MP

Michael Douglas Perkins

IAR
RR
CRD#: 1565071
CFP®: Certified Financial PlannerCIMA®: Certified Investment Management Analyst
Location:
The Colony, TX
Company:
VOYA INVESTMENT MANAGEMENT CO. LLC
Disclosures:
Experience:
39 years
View Profile
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