Rea Ptacin

ALLSTATE FINANCIAL ADVISORS

Chapel Hill, NC 27514-1787

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CRD#: 4452708

Professional summary

Rea Ptacin, who also goes by Rea Samuel Ptacin, is a registered financial advisor currently at ALLSTATE FINANCIAL ADVISORS, LLC located in Chapel Hill, North Carolina and ALLSTATE FINANCIAL SERVICES, LLC located in Chapel Hill, North Carolina.

Rea is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Rea has worked at 10 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Rea Samuel Ptacin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

REAL ESTATE POSITION: Owner NATURE: Buy, sell and manage residential and vacation properties typically available for a short-term rental or long-term rentals. INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2021 ADDRESS: 509 Hallburg Ct, Wake Forest NC 27587, United States DESCRIPTION: Duties include all aspects of purchasing, selling, and managing real estate with focus on short term rentals and capital appreciation. Managing properties may include hiring of property managers, maintenance and cleaning personnel, bookkeeping, advertising, customer service, renovations/upgrades and research.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rea Ptacin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 12, 2022 - Present

ALLSTATE FINANCIAL ADVISORS, LLC

Office #1: 112 Perkins Dr Ste 600, Chapel Hill, NC 27514-1787

RIA

CRD#: 109524

Chapel Hill, NC

Current

January 13, 2021 - Present

ALLSTATE FINANCIAL SERVICES, LLC

Office #1: 112 Perkins Dr Ste 600, Chapel Hill, NC 27514-1787

CRD#: 18272

Chapel Hill, NC

Past

March 25, 2019 - December 8, 2020

ALLSTATE FINANCIAL ADVISORS, LLC

RIA

CRD#: 109524

Raleigh, NC

Past

March 25, 2019 - December 8, 2020

ALLSTATE FINANCIAL SERVICES, LLC

CRD#: 18272

Raleigh, NC

Past

November 10, 2017 - April 5, 2019

PRINCIPAL SECURITIES, INC.

RIA

CRD#: 1137

Raleigh, NC

Past

November 10, 2017 - April 5, 2019

PRINCIPAL SECURITIES, INC.

CRD#: 1137

Raleigh, NC

Past

November 16, 2016 - November 6, 2017

WADDELL & REED

RIA

CRD#: 866

CHARLOTTE, NC

Past

November 16, 2016 - November 6, 2017

WADDELL & REED

CRD#: 866

CHARLOTTE, NC

Past

October 28, 2015 - September 2, 2016

CAPITAL ANALYSTS

RIA

CRD#: 162200

Mifflinburg, PA

Past

June 9, 2015 - September 2, 2016

LINCOLN INVESTMENT

RIA

CRD#: 519

MIFFLINBURG, PA

Past

March 13, 2015 - September 2, 2016

LINCOLN INVESTMENT

CRD#: 519

MIFFLINBURG, PA

Past

June 2, 2003 - August 8, 2003

MSI FINANCIAL SERVICES, INC.

RIA

CRD#: 14251

MOOSIC, PA

Past

June 2, 2003 - August 8, 2003

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

NEW YORK, NY

Past

June 2, 2003 - August 8, 2003

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SPRINGFIELD, MA

Past

January 30, 2003 - October 21, 2003

PAPALIA FINANCIAL SERVICES INC.

RIA

CRD#: 119507

DANVILLE, PA

Past

September 26, 2001 - May 21, 2003

M HOLDINGS SECURITIES, INC.

CRD#: 43285

PORTLAND, OR

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALLSTATE FINANCIAL ADVISORS, LLC

ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524 / SEC#: 801-68510

RIA

Registered Investment Advisory firm - (11/21/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

North Carolina
(1/13/2021)

IAR

North Carolina
(5/12/2022)

Pennsylvania
(1/13/2021)

South Carolina
(11/18/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/15/2015

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/13/2015

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/2/2003

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

ALLSTATE FINANCIAL ADVISORS, LLC

ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524 / SEC#: 801-68510

RIA

Registered Investment Advisory firm - (11/21/2007 Approved)

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Contact information

Main Address

151 N 8th Street, Suite 450, Lincoln, NE 68508

Mailing Address

151 N 8th Street, Suite 450, Lincoln, NE 68508

Phone number

(877) 232-2142

Established

Firm type

Fiscal year end

# of Employees

337

SEC notice filing (49 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

AFA FORM ADV FIRM BROCHURE 2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	280
AUM (Assets Under Management)	$ 82,015,793

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Rea Ptacin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rea Ptacin's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALLSTATE FINANCIAL SERVICES, LLC

ALLSTATE FINANCIAL ADVISORS, LLC

ALLSTATE FINANCIAL SERVICES, LLC

PRINCIPAL SECURITIES, INC.

PRINCIPAL SECURITIES, INC.

WADDELL & REED

WADDELL & REED

CAPITAL ANALYSTS

LINCOLN INVESTMENT

LINCOLN INVESTMENT

MSI FINANCIAL SERVICES, INC.

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

PAPALIA FINANCIAL SERVICES INC.

M HOLDINGS SECURITIES, INC.

Primary Firm SEC Registration

ALLSTATE FINANCIAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 5/15/2015

SIE

Date: 10/1/2018

Series 7

Date: 3/13/2015

Series 24

Date: 1/2/2003

FINRA

Current Firm

ALLSTATE FINANCIAL ADVISORS, LLC

Contact information

SEC notice filing (49 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALLSTATE FINANCIAL ADVISORS, LLC

TRUST BUT VERIFY

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