Chris M. Hennin
Professional summary
Chris Michael Hennin, who also goes by Chris Hennin, Christopher M Hennin, Christopher Michael Hennin, is a registered financial professional currently at SEAPORT GLOBAL SECURITIES LLC located in New York, New York.
Chris is registered as a RR (Registered Representative) and started their career in finance in 2003. Chris has worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Chris Michael Hennin's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 1, 2010 - Present
SEAPORT GLOBAL SECURITIES LLC
Office #1: 360 Madison Ave 22nd Floor, New York, NY 10017May 13, 2015 - December 9, 2015
GHS TRADING LLC
July 19, 2004 - March 2, 2009
SEAPORT GLOBAL SECURITIES LLC
April 23, 2003 - July 6, 2004
NEUBERGER BERMAN BD LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/1/2010)
Exams
FINRA
Nasdaq ISE, LLC
Nasdaq Stock Market
Current Firm
SEAPORT GLOBAL SECURITIES LLC
CRD#: 116270 / SEC#: , 8-53535
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
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