Michael John Shepherd
Professional Summary
Michael John Shepherd is a registered financial advisor currently at GROWTHPOINT TECHNOLOGY PARTNERS, LLC located in San Francisco, California. Michael is registered as a RR (Registered Representative) and started their career in finance in 2001. Michael has worked at 3 firms and has passed the Series 63, Series 22TO, Series 79TO, Series 99TO, SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
25 years in the financial services industry
Current & Past Employments
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Current Firm
GP TECHNOLOGY PARTNERS, LLC | GROWTHPOINT TECHNOLOGY PARTNERS, LLC
Contact Information
Main Address
601 California Street Suite 600, San Francisco, CA 94108Mailing Address
2208 Seminole Court, Santa Rosa, CA 95405Phone Number
(650) 322-2378Established
Delaware since 09/08/2005Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (19 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(1/13/2006)
(5/22/2025)
(5/22/2025)
(11/11/2008)
(2/2/2026)
(8/22/2006)
(3/16/2006)
(2/17/2026)
(5/12/2009)
(8/7/2006)
(5/29/2025)
(12/1/2025)
(11/11/2008)
(11/11/2008)
(5/22/2025)
(7/24/2024)
(11/9/2010)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 22TO — Direct Participation Programs Representative Examination
Passed Jul 2024About the Series 22TO examSeries 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Michael John Shepherd's CRS (Customer Relationship Summary).
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