AM
Adam M. Magsig
PGIM INVESTMENTS LLC
Valley Village, CA
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CRD#: 4448423
AM
Professional summary
Adam Matthew Magsig is a registered financial advisor currently at PGIM INVESTMENTS LLC located in Valley Village, California and PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC located in Valley Village, California.
Adam is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Adam has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
SIGHT TO SITE LOCATIONS POSITION: n/a NATURE: film location INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/28/2021 ADDRESS: 5938 Aldea Ave, encino CA 91316, United States DESCRIPTION: My only responsibility is to vacate my home from the dates of 9/29/21-10/1/21, and any other times when my house is selected for a shoot. Time spent on this will vary, because its based on demand for my house. WOOD AND BELL INC POSITION: n/a NATURE: renting out my home for a commercial INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2021 ADDRESS: 11802 Hesby St, Valley Village CA 91607, United States DESCRIPTION: my only responsibility is to allow a production crew to have access to my house on 12/1. FILM SHOOT LOCATIONS POSITION: n/a- they're paying me to rent my house if a production crew picks it as a location for a shoot NATURE: location scout for commercials INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/08/2022 ADDRESS: 425 15th street suite 3714, manhattan beach CA 90266, United States DESCRIPTION: no responsibilities or duties, just need to vacate my house while a film crew is shooting. AMERICA FILM NETWORK POSITION: no position or role. NATURE: film & television INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 11/25/2024 ADDRESS: 4225 Woodman ave, Sherman Oaks CA 91423, United States DESCRIPTION: Communicate with the owner of America Film Network when a film crew and production company would like to use my home. Vacate my property during the shoots.
CRS (Client Relationship Summary) - RIA
Click below to view Adam Matthew Magsig's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 4, 2009 - Present
PGIM INVESTMENTS LLC
RIA
CRD#: 105670
Valley Village, CA
Current
October 20, 2009 - Present
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
BD
CRD#: 18353
Valley Village, CA
Past
February 27, 2006 - September 29, 2009
CLEARBRIDGE INVESTMENTS, LLC
RIA
CRD#: 137028
NEW YORK, NY
Past
December 1, 2005 - September 29, 2009
FRANKLIN DISTRIBUTORS, LLC
BD
CRD#: 109064
STAMFORD, CT
Past
May 5, 2005 - December 19, 2005
CITIGROUP GLOBAL MARKETS INC.
RIA
CRD#: 7059
STAMFORD, CT
Past
December 17, 2004 - December 1, 2005
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
Past
December 7, 2001 - January 1, 2002
ROBERT W. BAIRD & CO. INCORPORATED
BD
CRD#: 8158
MILWAUKEE, WI
Past
December 7, 2001 - December 13, 2004
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
MILWAUKEE, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PI
PGIM INVESTMENTS LLC
PGIM INVESTMENTS LLC | PRUDENTIAL INVESTMENTS LLC | PRUDENTIAL INVESTMENTS FUND MANAGEMENT LLC
CRD#: 105670 / SEC#: 801-31104
RIA
Registered Investment Advisory firm - (12/31/1987 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/23/2019)
RR
Arkansas(1/6/2021)
RR
California(7/12/2017)
IAR
California(8/6/2025)
RR
Colorado(9/23/2019)
RR
Connecticut(6/10/2011)
RR
Florida(9/11/2014)
RR
Hawaii(6/12/2025)
RR
Idaho(9/23/2019)
RR
Illinois(1/6/2021)
RR
Kansas(9/23/2019)
RR
Louisiana(1/10/2025)
RR
Minnesota(1/6/2021)
RR
Missouri(9/23/2019)
RR
Nebraska(9/23/2019)
RR
Nevada(9/23/2019)
RR
New Jersey(10/30/2009)
RR
New Mexico(9/23/2019)
RR
New York(10/20/2009)
RR
Ohio(12/16/2024)
RR
Oklahoma(9/23/2019)
RR
Oregon(9/23/2019)
RR
Tennessee(12/16/2024)
RR
Texas(12/22/2020)
RR
Utah(9/23/2019)
RR
Washington(9/23/2019)
RR
Wisconsin(1/6/2021)
RR
Wyoming(7/7/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
PI
PGIM INVESTMENTS LLC
PGIM INVESTMENTS LLC | PRUDENTIAL INVESTMENTS LLC | PRUDENTIAL INVESTMENTS FUND MANAGEMENT LLC
CRD#: 105670 / SEC#: 801-31104
RIA
Registered Investment Advisory firm - (12/31/1987 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
655 Broad Street, Newark, NJ 07102
Mailing Address
Phone number
(973) 802-9908
Established
Firm type
Fiscal year end
# of Employees
490
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 196 |
| AUM (Assets Under Management) | $ 322,085,635,448 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
