EO
Edward A. O'neill
CETERA INVESTMENT ADVISERS LLC
WESTBURY, NY 11590
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CRD#: 4447239
EO
Professional summary
Edward Andrew O'neill, who also goes by Edward Andrew Oneil, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Westbury, New York and CETERA FINANCIAL SPECIALISTS LLC located in Westbury, New York.
Edward is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Edward has worked at 3 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Edward Andrew Oneil
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) NAME OF OTHER BUSINESS: ED O'NEILL LTD ; INVESTMENT RELATED: NO ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: ACCOUNTING & TAX PRACTICE ; START DATE: 12/1996 ; POSITION/TITLE/RELATIONSHIP: OWNER / TAX PLANNER ; APX NUMBER OF HOURS PER WEEK: 60 ; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 ; BRIEF DESCRIPTION OF DUTIES: TAX PREPARATION & ACCOUNTING SERVICES ; 2) CIP ASSOCIATES, NOT INV REL, SELL HEALTH INSURANCE, SINCE 09/2007, 2H/WK: 3) NAME OF OTHER BUSINESS: EON ENTERPRISES INC DBA EON WEALTH MANAGEMENT ; INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: INVESTMENT PRACTICE ; START DATE: 08/2009 ; POSITION/TITLE/RELATIONSHIP: OWNER / PRESIDENT / WEALTH MANAGER ; APX NUMBER OF HOURS PER WEEK: 80 ; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 ; BRIEF DESCRIPTION OF DUTIES: INVESTMENT PRACTICE, WEALTH MANAGEMENT ; 4) CULINARY INSTITUTE OF LONG ISLAND; HICKSVILLE, NY; VICE PRESIDENT; RECORD KEEPING; START DATE 6/2012; 2HRS/MNTH: 5)LETTERS OF FORTUNE; NON-INV REL; HICKSVILLE, NY; WRITER/OWNER; START DATE 08/2012; 2HR/MNTH: 6)LIFE AND HEALTH INSURANCE SALES, INVEST REL, SAME AS REGISTERED ADDRESS, START 05/20/14, 5HR/WK DURING TRADING HRS, HEALTH AND LIFE SALES. 7)NAME OF OTHER BUSINESS: LOCUST VALLEY CEMETERY; INVESTMENT RELATED: NO; ADDRESS: 117 RYE FIELD RD LOCUST VALLY, NY 11560; NATURE OF BUSINESS: ADVISORY BOARD; START DATE: 05/2023; POSITION/TITLE/RELATIONSHIP: TREASURER; APX NUMBER OF HOURS PER WEEK: 3-5; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: ATTEND QUARTERLY MEETINGS, REVIEW FINANCIALS AND HELP WITH AUDIT;
CRS (Client Relationship Summary) - RIA
Click below to view Edward Andrew O'neill's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 12, 2021 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 1400 Old Country Rd Suite 408, Westbury, NY 11590RIA
CRD#: 105644
WESTBURY, NY
Current
April 1, 2004 - Present
CETERA FINANCIAL SPECIALISTS LLC
Office #1: 1400 Old Country Road Suite 316, Westbury, NY 11590BD
CRD#: 10358
Westbury, NY
Past
November 30, 2001 - September 15, 2004
HOCHMAN & BAKER SECURITIES, INC.
BD
CRD#: 19949
STAMFORD, CT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/4/2016)
RR
Colorado(7/24/2017)
RR
Connecticut(9/24/2008)
RR
Florida(12/3/2004)
RR
Georgia(8/21/2006)
RR
Maryland(4/1/2004)
RR
New Jersey(9/17/2019)
RR
New Mexico(9/17/2019)
RR
New York(4/1/2004)
IAR
New York(4/12/2021)
RR
North Carolina(1/9/2015)
RR
Pennsylvania(6/1/2022)
RR
South Carolina(5/17/2022)
RR
Texas(4/20/2016)
IAR
Texas(3/30/2022)
RR
Virginia(5/26/2004)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
