AC
Andy N. Christopher
FIDELITY BROKERAGE SERVICES LLC
Jacksonville, FL 32246
Some features on this profile are disabled
CRD#: 4444055
AC
Professional summary
Andy Nigel Christopher is a registered financial professional currently at FIDELITY BROKERAGE SERVICES LLC located in Jacksonville, Florida.
Andy is registered as a RR (Registered Representative) and started their career in finance in 2001. Andy has worked at 10 firms and has passed the Series 63, SIE, Series 7 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Andy Nigel Christopher's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 6, 2022 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 4601 Touchton Rd East, Bldg 400, Jacksonville, FL 32246BD
CRD#: 7784
Jacksonville, FL
Past
August 27, 2021 - October 21, 2022
EMPOWER FINANCIAL SERVICES, INC.
BD
CRD#: 13109
GREENWOOD VILLAGE, CO
Past
September 13, 2012 - August 10, 2021
RCH SECURITIES
BD
CRD#: 146337
CHARLOTTE, NC
Past
October 23, 2009 - July 3, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
CHARLOTTE, NC
Past
October 17, 2008 - October 23, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
BD
CRD#: 16361
CHARLOTTE, NC
Past
April 11, 2006 - October 8, 2008
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
BD
CRD#: 20472
CHARLOTTE, NC
Past
July 5, 2005 - March 24, 2006
UVEST FINANCIAL SERVICES GROUP, INC.
BD
CRD#: 13787
CHARLOTTE, NC
Past
March 30, 2004 - July 1, 2005
VANGUARD MARKETING CORPORATION
BD
CRD#: 7452
MALVERN, PA
Past
June 20, 2003 - September 25, 2003
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
NEW YORK, NY
Past
March 12, 2002 - December 10, 2002
AMERIPRISE ADVISOR SERVICES, INC.
BD
CRD#: 5979
DETROIT, MI
Past
October 3, 2001 - February 26, 2002
BANC OF AMERICA INVESTMENT SERVICES, INC.
BD
CRD#: 16361
BOSTON, MA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(12/6/2022)
RR
Alaska(12/6/2022)
RR
Arizona(12/6/2022)
RR
Arkansas(12/6/2022)
RR
California(12/6/2022)
RR
Colorado(12/6/2022)
RR
Connecticut(12/6/2022)
RR
Delaware(12/6/2022)
RR
District of Columbia(12/6/2022)
RR
Florida(12/6/2022)
RR
Georgia(12/6/2022)
RR
Hawaii(12/6/2022)
RR
Idaho(12/6/2022)
RR
Illinois(12/6/2022)
RR
Indiana(12/6/2022)
RR
Iowa(12/6/2022)
RR
Kansas(12/6/2022)
RR
Kentucky(12/6/2022)
RR
Louisiana(12/6/2022)
RR
Maine(12/6/2022)
RR
Maryland(12/6/2022)
RR
Massachusetts(12/6/2022)
RR
Michigan(12/6/2022)
RR
Minnesota(12/6/2022)
RR
Mississippi(12/6/2022)
RR
Missouri(12/6/2022)
RR
Montana(12/6/2022)
RR
Nebraska(12/6/2022)
RR
Nevada(12/6/2022)
RR
New Hampshire(12/6/2022)
RR
New Jersey(12/6/2022)
RR
New Mexico(12/6/2022)
RR
New York(12/6/2022)
RR
North Carolina(12/6/2022)
RR
North Dakota(12/6/2022)
RR
Ohio(12/7/2022)
RR
Oklahoma(12/6/2022)
RR
Oregon(12/6/2022)
RR
Pennsylvania(12/6/2022)
RR
Puerto Rico(12/6/2022)
RR
Rhode Island(12/6/2022)
RR
South Carolina(12/6/2022)
RR
South Dakota(12/6/2022)
RR
Tennessee(12/6/2022)
RR
Texas(12/6/2022)
RR
Utah(12/6/2022)
RR
Vermont(12/6/2022)
RR
Virgin Islands(12/6/2022)
RR
Virginia(12/6/2022)
RR
Washington(12/6/2022)
RR
West Virginia(12/6/2022)
RR
Wisconsin(12/6/2022)
RR
Wyoming(12/6/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
FB
FIDELITY BROKERAGE SERVICES LLC
FIDELITY BROKERAGE SERVICES LLC | FIDELITY BROKERAGE SERVICES, LLC | FIDELITY BROKERAGE SERVICES, INC.
CRD#: 7784 / SEC#: , 8-23292
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
900 Salem Street, Smithfield, RI 02917
Mailing Address
Two Destiny Way Mail Zone: Wg3d, Westlake, TX 76262
Phone number
(617) 563-7000
Established
Delaware since 06/08/2000
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | MEMBER | |
| BRANDNER, CLINT RYAN | CHIEF OPERATIONS OFFICER | 7209362 |
| CENATIEMPO, PHILIP J | HEAD OF STRATEGY, PLANNING & ADVICE | 4809405 |
| DYER, JANET MARIE | CO - CHIEF COMPLIANCE OFFICER | 3186352 |
| MAHNA, ROHIT | HEAD OF CLIENT GROWTH | 4078386 |
| MASCIALINO, ROBERT RAYMOND | PRESIDENT/CEO/DIRECTOR | 2078086 |
| MCLAUGHLIN, KEVIN MICHAEL | CHIEF FINANCIAL OFFICER | 5392417 |
| MERKEN, GAIL RACHEL | CHIEF COMPLIANCE OFFICER | 5546717 |
| PETERSON, PAUL DAVID | HEAD OF INVESTMENT ADVISOR GROUP | 2387115 |
| STURDY, CHARLES HANCOCK | SECRETARY AND GENERAL COUNSEL |
Disclosures
| Regulatory Event | 23 |
| Arbitration | 124 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FIDELITY BROKERAGE SERVICES LLC
CRD#: 7784Jacksonville, FL 32246TRUST BUT VERIFY
Monitor Andy Christopher
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
