Deborah L. Mosley

EAGLE STRATEGIES LLC

HUNTSVILLE, AL 35801

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CRD#: 4441959

Professional summary

Deborah Linn Mosley, who also goes by Deborah R Linn Stroup, is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Huntsville, Alabama and NYLIFE SECURITIES LLC located in Huntsville, Alabama.

Deborah is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Deborah has worked at 5 firms and has passed the Series 66, SIE, Series 7, Series 9 and Series 10 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Deborah R Linn Stroup

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

[Arab Developing Company; 4800 Whitesburg DR #30-241, Huntsville, AL 35802; Start Date 01/1996; Role/Title: Partner; Investment Related; 4 hours per month; 0 hours per month during securities trading hours] [Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered insurance products; 1 Crest Park Dr, Huntsville, AL 35802; start 01/2018; 1 hour per month; 0 during security trading hours; commissions; insurance related] [OPERATING UNDER THE DBA NAME OF HANEY FINANCIAL SOLUTIONS, LLC FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; ASSOCIATE; HUNSTSVILLE, AL; START DATE: 07/2019]

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Deborah Linn Mosley's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 21, 2020 - Present

EAGLE STRATEGIES LLC

Office #1: 720 Gallatin Street Sw Suite 200, Huntsville, AL 35801

RIA

CRD#: 110826

HUNTSVILLE, AL

Current

April 9, 2020 - Present

NYLIFE SECURITIES LLC

Office #1: 720 Gallatin Street Sw Suite 200, Huntsville, AL 35801

CRD#: 5167

Huntsville, AL

Past

December 11, 2018 - February 18, 2020

EAGLE STRATEGIES LLC

RIA

CRD#: 110826

HUNTSVILLE, AL

Past

September 8, 2018 - February 18, 2020

NYLIFE SECURITIES LLC

CRD#: 5167

HUNTSVILLE, AL

Past

March 17, 2017 - April 20, 2018

RAYMOND JAMES & ASSOCIATES, INC.

RIA

CRD#: 705

Huntsville, AL

Past

March 17, 2017 - April 20, 2018

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

Huntsville, AL

Past

January 1, 2008 - March 21, 2017

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

HUNTSVILLE, AL

Past

January 1, 2008 - March 21, 2017

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

HUNTSVILLE, AL

Past

February 18, 2004 - January 1, 2008

A. G. EDWARDS & SONS, INC.

RIA

CRD#: 4

HUNTSVILLE, AL

Past

October 4, 2001 - January 3, 2008

A. G. EDWARDS & SONS, INC.

CRD#: 4

HUNTSVILLE, AL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

EAGLE STRATEGIES LLC

EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC

CRD#: 110826 / SEC#: 801-32987

RIA

Registered Investment Advisory firm - (10/14/1988 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(4/9/2020)

IAR

Alabama
(11/21/2020)

Tennessee
(8/25/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/1/2001

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/3/2001

General Securities Representative Examination

Principal/Supervisory Exam

Series 9

Date: 2/7/2008

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 10

Date: 10/23/2007

General Securities Sales Supervisor - General Module Examination

SRO Registrations

FINRA

Current Firm

EAGLE STRATEGIES LLC

EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC

CRD#: 110826 / SEC#: 801-32987

RIA

Registered Investment Advisory firm - (10/14/1988 Approved)

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Contact information

Main Address

51 Madison Avenue 12th Floor, New York, NY 10010

Mailing Address

51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010

Phone number

(888) 695-3245

Established

Firm type

Fiscal year end

# of Employees

2,804

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

APPENDIX 1 DISCLOSURE BROCHURE (11/11/2025)

EAGLE STRATEGIES DISCLOSURE BROCHURE (10/23/2025)

Regulatory assets under management

Total Number of Accounts	111,361
AUM (Assets Under Management)	$ 25,395,380,570

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/24/2025	Cover Page	Report
04/25/2024	Cover Page	Report
12/20/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Deborah L. Mosley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Deborah Linn Mosley's CRS (Customer Relationship Summary).

Certified licenses

Experience

NYLIFE SECURITIES LLC

EAGLE STRATEGIES LLC

NYLIFE SECURITIES LLC

RAYMOND JAMES & ASSOCIATES, INC.

RAYMOND JAMES & ASSOCIATES, INC.

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

A. G. EDWARDS & SONS, INC.

A. G. EDWARDS & SONS, INC.

Primary Firm SEC Registration

EAGLE STRATEGIES LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/1/2001

SIE

Date: 10/1/2018

Series 7

Date: 10/3/2001

Series 9

Date: 2/7/2008

Series 10

Date: 10/23/2007

FINRA

Current Firm

EAGLE STRATEGIES LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

EAGLE STRATEGIES LLC

TRUST BUT VERIFY

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