MS
Michael T. Sheridan
NYLIFE SECURITIES LLC
Waltham, MA 02451
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CRD#: 4439527
MS
Professional summary
Michael Todd Sheridan, who also goes by Michael Todd Sheridan, is a registered financial professional currently at NYLIFE SECURITIES LLC located in Waltham, Massachusetts.
Michael is registered as a RR (Registered Representative) and started their career in finance in 2001. Michael has worked at 7 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Michael Todd Sheridan
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
MAINSAIL ADVISOR GROUP LLC POSITION: Financial Advisor Assistant NATURE: Financial InvestmentAdviceFinancial Income AdviceTax AdviceCollege Savings PlanningRetirement Planning INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 07/07/2023 ADDRESS: 480 Adams Street, Milton MA 02186-4914, United States DESCRIPTION: Account set up Account maintenance, Product research, Business development ,Marketing
CRS (Client Relationship Summary) - BD
Click below to view Michael Todd Sheridan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 18, 2025 - Present
NYLIFE SECURITIES LLC
Office #1: 201 Jones Road 5th Floor, Waltham, MA 02451BD
CRD#: 5167
Waltham, MA
Past
July 6, 2023 - April 18, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Somerville, MA
Past
June 22, 2023 - April 18, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
HARVARD, MA
Past
April 1, 2021 - November 5, 2021
GROVE POINT ADVISORS, LLC
RIA
CRD#: 313171
Norwell, MA
Past
June 24, 2020 - April 1, 2021
GROVE POINT INVESTMENTS, LLC
RIA
CRD#: 1763
NORWELL, MA
Past
November 5, 2019 - November 5, 2021
GROVE POINT INVESTMENTS, LLC
BD
CRD#: 1763
NORWELL, MA
Past
January 17, 2003 - May 8, 2003
CREDIT SUISSE SECURITIES (USA) LLC
BD
CRD#: 816
NEW YORK, NY
Past
September 19, 2001 - January 17, 2003
PERSHING LLC
BD
CRD#: 7560
JERSEY CITY, NJ
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(10/24/2025)
RR
Arkansas(10/29/2025)
RR
California(10/24/2025)
RR
Colorado(10/25/2025)
RR
Connecticut(10/17/2025)
RR
Delaware(10/25/2025)
RR
District of Columbia(10/25/2025)
RR
Florida(10/18/2025)
RR
Georgia(10/25/2025)
RR
Illinois(10/29/2025)
RR
Maine(10/18/2025)
RR
Maryland(10/26/2025)
RR
Massachusetts(9/18/2025)
RR
New Hampshire(10/17/2025)
RR
New Jersey(10/30/2025)
RR
New York(10/26/2025)
RR
North Carolina(10/31/2025)
RR
Oregon(10/30/2025)
RR
Pennsylvania(10/30/2025)
RR
Rhode Island(10/31/2025)
RR
South Carolina(10/31/2025)
RR
Tennessee(10/31/2025)
RR
Texas(10/8/2025)
RR
Vermont(10/31/2025)
RR
Virginia(10/26/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 11/5/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
NS
NYLIFE SECURITIES LLC
NEW YORK LIFE SECURITIES CORP. | NYLIFE SECURITIES LLC | NYLIFE SECURITIES INC. | NEW YORK LIFE VARIABLE CONTRACTS CORPORATION
CRD#: 5167 / SEC#: , 8-15517
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
51 Madison Ave. Room 713, New York, NY 10010
Mailing Address
51 Madison Avenue Room 713, New York, NY 10010
Phone number
(212) 576-7000
Established
Delaware since 01/01/2007
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NYLIFE LLC. | SHAREHOLDER | |
| BAGTAS, ANGELA CHEN | ELECTED MANAGER | 8172856 |
| BOCCIO, JOHN MICHAEL | CHIEF EXECUTIVE OFFICER AND PRESIDENT | 4600977 |
| DUARTE, DEBORAH LYNN | ELECTED MANAGER | 6090278 |
| ENGELBRECHTSEN, TOM DAHL | CORPORATE VICE PRESIDENT AND PRINCIPAL OPERATIONS OFFICER | 2908809 |
| FEINBERG, AMARYA NMN | ELECTED MANAGER | 8162482 |
| GARDNER, ROBERT MICHAEL | ELECTED MANAGER | 6160318 |
| HUANG, DYLAN WEI | ELECTED MANAGER AND CHAIRMAN | 6233208 |
| LOFTUS, PATRICIA ELIZABETH | CORPORATE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | 2156131 |
| SCHWARTZ, RACHEL SABRINA | VICE PRESIDENT AND ASSOCIATE GENERAL COUNSEL | 8170474 |
| TILLOTSON, SANDRA G | ELECTED MANAGER | 7617600 |
| ZAMAN, NABEED | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 6410914 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 7 |
Red Flags
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Company Information
NYLIFE SECURITIES LLC
CRD#: 5167Waltham, MA 02451TRUST BUT VERIFY
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