Stephen M. Salinger

JACOBI CAPITAL MANAGEMENT

Berwyn, PA 19312

Some features on this profile are disabled

CRD#: 4439464

Professional summary

Stephen Michael Salinger, who also goes by Stephen M. Salinger, Stephen M. Salinger, is a registered financial advisor currently at JACOBI CAPITAL MANAGEMENT, LLC located in Berwyn, Pennsylvania and LPL FINANCIAL LLC located in Berwyn, Pennsylvania.

Stephen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Stephen has worked at 7 firms and has passed the Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Stephen M. Salinger | Stephen M. Salinger

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) 09/16/2022 - Jacobi Wealth Advisors - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 2) 09/16/2022 - Financial Security Analysts, LLC - Business Entity For Tax/Investment Purposes Only - Non-Inv Rel - Lewitown, PA 3) 09/16/2022 - Ancillary Group Benefits - Non-Variable Insurance - Inv Rel - At Reported Business Location(s) 3) 09/16/2022 - Jacobi Wealth Advisors - Registered Investment Advisor DBA - Inv Rel - At Reported Business Location(s) 4) 10/06/2022 - Jacobi Capital Management LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date - 09/15/2022 - 80 Hours Per Month/8 Hours During Securities Trading - Time Spent 50% - I provide investment advisory services through Jacobi Capital Management LLC, an independent investment advisor firm. I started this business activity in 08/2022. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Michael Salinger's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 23, 2022 - Present

JACOBI CAPITAL MANAGEMENT, LLC

Office #1: 1055 Westlakes Drive Suite 130, Berwyn, PA 19312

RIA

CRD#: 147663

Berwyn, PA

Current

September 19, 2022 - Present

LPL FINANCIAL LLC

Office #1: 1055 Westlakes Dr Ste 135, Berwyn, PA 19312-2424

RIA

CRD#: 6413

Berwyn, PA

Past

March 25, 2017 - September 21, 2022

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

NEWTOWN SQUARE, PA

Past

March 25, 2017 - September 21, 2022

MML INVESTORS SERVICES, LLC

CRD#: 10409

NEWTOWN SQUARE, PA

Past

November 5, 2012 - March 25, 2017

MSI FINANCIAL SERVICES, INC.

RIA

CRD#: 14251

NEWTOWN SQUARE, PA

Past

October 13, 2012 - March 25, 2017

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

NEWTOWN SQUARE, PA

Past

June 25, 2008 - October 10, 2012

CETERA WEALTH SERVICES, LLC

RIA

CRD#: 13572

RYDAL, PA

Past

June 25, 2008 - October 10, 2012

CETERA WEALTH SERVICES, LLC

CRD#: 13572

KING OF PRUSSIA, PA

Past

March 7, 2005 - June 25, 2008

PRINCIPAL SECURITIES, INC.

RIA

CRD#: 1137

RYDAL, PA

Past

February 27, 2003 - June 25, 2008

PRINCIPAL SECURITIES, INC.

CRD#: 1137

RYDAL, PA

Past

August 17, 2001 - December 20, 2002

MONY SECURITIES CORPORATION

CRD#: 4386

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

JACOBI CAPITAL MANAGEMENT, LLC

JACOBI CAPITAL MANAGEMENT, LLC | JACOBI WEALTH ADVISORS

CRD#: 147663 / SEC#: 801-69398

RIA

Registered Investment Advisory firm - (8/7/2008 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(5/27/2025)

Colorado
(9/19/2022)

District of Columbia
(9/19/2022)

Florida
(9/19/2022)

Maine
(9/19/2022)

Maryland
(9/19/2022)

Massachusetts
(9/22/2022)

New Jersey
(9/21/2022)

New York
(9/19/2022)

North Carolina
(5/10/2023)

Pennsylvania
(9/19/2022)

IAR

Pennsylvania
(9/23/2022)

South Carolina
(9/19/2022)

Virginia
(9/19/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 8/17/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 8/16/2001

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

JACOBI CAPITAL MANAGEMENT, LLC

JACOBI CAPITAL MANAGEMENT, LLC | JACOBI WEALTH ADVISORS

CRD#: 147663 / SEC#: 801-69398

RIA

Registered Investment Advisory firm - (8/7/2008 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

154 Enterprise Way, Pittston, PA 18640

Mailing Address

Phone number

(570) 826-1801

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (26 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

JACOBI CAPITAL MANAGEMENT LLC FORM ADV PART 2A & APPENDIX (3/31/2025)

Regulatory assets under management

Total Number of Accounts	6,314
AUM (Assets Under Management)	$ 2,190,387,155

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Paul Mullen

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

IAR

Horsham, PA

Jeffrey Kropp

OSAIC WEALTH, INC.

IAR

Chadds Ford, PA

Dustin Willing

KESTRA ADVISORY SERVICES, LLC

IAR

Wayne, PA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Stephen M. Salinger

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Michael Salinger's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

MSI FINANCIAL SERVICES, INC.

MSI FINANCIAL SERVICES, INC.

CETERA WEALTH SERVICES, LLC

CETERA WEALTH SERVICES, LLC

PRINCIPAL SECURITIES, INC.

PRINCIPAL SECURITIES, INC.

MONY SECURITIES CORPORATION

Primary Firm SEC Registration

JACOBI CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 8/17/2001

SIE

Date: 10/1/2018

Series 6

Date: 8/16/2001

FINRA

Current Firm

JACOBI CAPITAL MANAGEMENT, LLC

Contact information

SEC notice filing (26 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

JACOBI CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

Similar Advisors