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GC

Gianpiero Careddu

NYLIFE SECURITIES
Uniondale, NY 11553
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CRD#: 4438285
GC
Gianpiero CaredduNYLIFE SECURITIES

Professional summary


Gianpiero Careddu, who also goes by John Careddu, Gian Careddu, is a registered financial professional currently at NYLIFE SECURITIES LLC located in Uniondale, New York.

Gianpiero is registered as a RR (Registered Representative) and started their career in finance in 2001. Gianpiero has worked at 5 firms and has passed the Series 63, Series 6TO, SIE and Series 6 exams.

Aliases


John Careddu | Gian Careddu

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Gianpiero Careddu's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

September 16, 2026 - Present

NYLIFE SECURITIES LLC

Office #1: 333 Earle Ovington Blvd. Suite 505, Uniondale, NY 11553
BD
CRD#: 5167
Uniondale, NY
Past

September 15, 2016 - April 28, 2017

LPL FINANCIAL LLC

BD
CRD#: 6413
FOREST HILLS, NY
Past

August 28, 2008 - May 20, 2016

LPL FINANCIAL LLC

BD
CRD#: 6413
FOREST HILLS, NY
Past

June 21, 2006 - September 2, 2008

ESSEX NATIONAL SECURITIES, LLC

BD
CRD#: 25454
FOREST HILLS, NY
Past

October 5, 2005 - June 21, 2006

PFIC SECURITIES CORPORATION

BD
CRD#: 34941
FOREST HILLS, NY
Past

August 15, 2001 - October 5, 2005

FISERV INVESTOR SERVICES, INC.

BD
CRD#: 34637
HOUSTON, TX

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


What does exam status mean?
State Security Law Exam
RR
Series 63
Status Unavailable
Passed: 4/26/2002
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 6TO
Status Unavailable
Passed: 9/16/2026
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
SIE
Status Unavailable
Passed: 8/3/2026
Securities Industry Essentials Examination
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


NS
NYLIFE SECURITIES LLC
NEW YORK LIFE SECURITIES CORP. | NYLIFE SECURITIES LLC | NYLIFE SECURITIES INC. | NEW YORK LIFE VARIABLE CONTRACTS CORPORATION

CRD#: 5167 / SEC#: , 8-15517

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
51 Madison Ave. Room 713, New York, NY 10010
Mailing Address
51 Madison Avenue Room 713, New York, NY 10010
Phone number
(212) 576-7000
Established
Delaware since 01/01/2007
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees

FINRA licenses (51 States and Territories)


Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
NYLIFE LLC.SHAREHOLDER
BAGTAS, ANGELA CHENELECTED MANAGER8172856
BOCCIO, JOHN MICHAELCHIEF EXECUTIVE OFFICER AND PRESIDENT4600977
DUARTE, DEBORAH LYNNELECTED MANAGER6090278
ENGELBRECHTSEN, TOM DAHLCORPORATE VICE PRESIDENT AND PRINCIPAL OPERATIONS OFFICER2908809
FEINBERG, AMARYA NMNELECTED MANAGER8162482
HUANG, DYLAN WEIELECTED MANAGER AND CHAIRMAN6233208
LOFTUS, PATRICIA ELIZABETHCORPORATE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER2156131
SCHWARTZ, RACHEL SABRINAVICE PRESIDENT AND ASSOCIATE GENERAL COUNSEL8170474
TILLOTSON, SANDRA GELECTED MANAGER7617600
VIRENDRA, SONALI NMNELECTED MANAGER2404467
ZAMAN, NABEEDVICE PRESIDENT AND CHIEF COMPLIANCE OFFICER6410914

Disclosures


Regulatory Event13
Arbitration7

Red Flags


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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


NYLIFE SECURITIES LLC

CRD#: 5167Uniondale, NY 11553

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