Nancy S. Bong
Professional summary
Nancy Shayhua Bong, who also goes by Nancy S Bong, Nancy Bong, is a registered financial professional currently at VANGUARD MARKETING CORPORATION located in Garden City, New York.
Nancy is registered as a RR (Registered Representative) and started their career in finance in 2001. Nancy has worked at 9 firms and has passed the Series 66, Series 63, Series 3, SIE, Series 31, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Nancy Shayhua Bong's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 18, 2025 - Present
VANGUARD MARKETING CORPORATION
September 17, 2021 - August 21, 2025
T. ROWE PRICE ASSOCIATES, INC.
September 17, 2021 - August 21, 2025
T. ROWE PRICE INVESTMENT SERVICES, INC.
March 27, 2019 - June 11, 2021
VAN ECK SECURITIES CORPORATION
April 6, 2015 - March 5, 2019
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
August 8, 2008 - March 25, 2015
NEUBERGER BERMAN BD LLC
August 8, 2008 - March 25, 2015
NEUBERGER BERMAN BD LLC
November 7, 2007 - August 8, 2008
NEUBERGER BERMAN MANAGEMENT LLC
November 7, 2007 - August 8, 2008
NEUBERGER BERMAN MANAGEMENT LLC
October 24, 2007 - November 7, 2007
LEHMAN BROTHERS INC.
September 17, 2007 - November 7, 2007
LEHMAN BROTHERS INC.
October 4, 2001 - June 7, 2005
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
FINRA
Current Firm
VANGUARD MARKETING CORPORATION
CRD#: 7452 / SEC#: , 8-21570
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE VANGUARD GROUP, INC. | PARENT COMPANY | |
| BENCHENER, MATTHEW JOHN | CHAIRMAN, PRESIDENT, DIRECTOR, CEO-DESIGNEE | 5569805 |
| BENDL, JOHN WESLEY | DIRECTOR, SENIOR VICE PRESIDENT | 6931980 |
| BISORDI, JOHN | DIRECTOR, VICE PRESIDENT, GENERAL COUNSEL | 7526828 |
| BOATENG, AMMA ACHEAMPOMAA | DIRECTOR, SENIOR VICE PRESIDENT | 4677078 |
| BRANCATO, MATTHEW CLARK | DIRECTOR, VICE PRESIDENT | 6220380 |
| JAMES, JOHN MARK | DIRECTOR, SENIOR VICE PRESIDENT | 5594356 |
| PANTALONE, SALVATORE L JR | PRINCIPAL FINANCIAL OFFICER | 2887373 |
| PETTY, DAVID | VICE PRESIDENT | 5684895 |
| STEWART, MARC CHRISTOPHER | CHIEF COMPLIANCE OFFICER | 2688699 |
| TRETTER, MATTHEW ANTHONY | PRINCIPAL OPERATIONS OFFICER | 5956530 |
Disclosures
| Regulatory Event | 48 |
| Arbitration | 8 |
Red Flags
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