Gregory J. Frentzen

CETERA INVESTMENT ADVISERS LLC

PERKASIE, PA 18944

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CRD#: 4434838

Professional summary

Gregory John Frentzen JR, who also goes by Gregory John Frentzen Jr., is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Perkasie, Pennsylvania and CETERA ADVISORS LLC located in Perkasie, Pennsylvania.

Gregory is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Gregory has worked at 13 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Gregory John Frentzen Jr.

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) NAME OF OTHER BUSINESS: FRENTZEN FINANCIAL SOLUTIONS LLC , INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 6/2020, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 50, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES 2) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FIXED INSURANCE, START DATE: 4/2003, APX NUMBER OF HOURS PER WEEK: 5, APX NUMBER OF HOURS DURING TRADING HOURS: 5, POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT, BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, FIXED ANNUITIES, AND LONG-TERM CARE

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory John Frentzen JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 21, 2024 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 623 W Market St, Perkasie, PA 18944

RIA

CRD#: 105644

PERKASIE, PA

Current

June 16, 2022 - Present

CETERA ADVISORS LLC

Office #1: 623 W Market St, Perkasie, PA 18944

CRD#: 10299

Perkasie, PA

Past

June 16, 2022 - March 21, 2024

CETERA ADVISORS LLC

RIA

CRD#: 10299

Perkasie, PA

Past

November 23, 2016 - June 21, 2022

SECURITIES AMERICA ADVISORS, INC.

RIA

CRD#: 110518

PERKASIE, PA

Past

November 23, 2016 - June 21, 2022

SECURITIES AMERICA, INC.

CRD#: 10205

PERKASIE, PA

Past

February 21, 2012 - November 28, 2016

CUSO FINANCIAL SERVICES, L.P.

RIA

CRD#: 42132

WARRINGTON, PA

Past

February 21, 2012 - November 28, 2016

CUSO FINANCIAL SERVICES, L.P.

CRD#: 42132

WARRINGTON, PA

Past

January 2, 2009 - February 17, 2012

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

NORTH WALES, PA

Past

September 24, 2008 - January 2, 2009

RAYMOND JAMES FINANCIAL SERVICES, INC.

RIA

CRD#: 6694

NORTH WALES, PA

Past

June 4, 2008 - February 17, 2012

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

NORTH WALES, PA

Past

September 27, 2007 - June 4, 2008

CETERA INVESTMENT SERVICES LLC

CRD#: 15340

NORTH WALES, PA

Past

April 30, 2007 - September 19, 2007

INVEST FINANCIAL CORPORATION

CRD#: 12984

WAYNESBORO, PA

Past

February 9, 2006 - April 30, 2007

PFIC SECURITIES CORPORATION

CRD#: 34941

WAYNESBORO, PA

Past

June 1, 2005 - February 10, 2006

IFMG SECURITIES, INC.

CRD#: 14416

PURCHASE, NY

Past

March 29, 2004 - May 20, 2005

IFMG SECURITIES, INC.

CRD#: 14416

PURCHASE, NY

Past

October 13, 2003 - April 1, 2004

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

March 20, 2002 - August 26, 2003

TD WEALTH MANAGEMENT SERVICES INC.

CRD#: 6940

PHILADELPHIA, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(6/16/2022)

Massachusetts
(7/20/2022)

Michigan
(6/16/2022)

New Jersey
(6/16/2022)

Pennsylvania
(6/16/2022)

IAR

Pennsylvania
(3/21/2024)

Virginia
(6/16/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/15/2008

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 8/5/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/31/2005

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 3/19/2002

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

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Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report
11/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Gregory J. Frentzen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory John Frentzen JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA ADVISORS LLC

CETERA ADVISORS LLC

SECURITIES AMERICA ADVISORS, INC.

SECURITIES AMERICA, INC.

CUSO FINANCIAL SERVICES, L.P.

CUSO FINANCIAL SERVICES, L.P.

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

CETERA INVESTMENT SERVICES LLC

INVEST FINANCIAL CORPORATION

PFIC SECURITIES CORPORATION

IFMG SECURITIES, INC.

IFMG SECURITIES, INC.

WELLS FARGO CLEARING SERVICES, LLC

TD WEALTH MANAGEMENT SERVICES INC.

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 5/15/2008

Series 63

Date: 8/5/2002

SIE

Date: 10/1/2018

Series 7

Date: 1/31/2005

Series 6

Date: 3/19/2002

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

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