Felitsa Kapsas

FFT WEALTH MANAGEMENT

Philadelphia, PA 19102

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CRD#: 4433260

Professional summary

Felitsa Kapsas, who also goes by Felicia Kapsas, Philitsa Kapsas, is a registered financial advisor currently at FFT WEALTH MANAGEMENT located in Philadelphia, Pennsylvania.

Felitsa is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Felitsa has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Felicia Kapsas | Philitsa Kapsas

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

LGL PARTNERS, LLC; SERVICES CLIENT ACCOUNTS; PART ITME DURING NON TRADING HOURS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Felitsa Kapsas's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 24, 2014 - Present

FFT WEALTH MANAGEMENT

Office #1: 2 Liberty Place Floor 34, Philadelphia, PA 19102

RIA

CRD#: 151225

Philadelphia, PA

Past

November 16, 2012 - September 5, 2014

LGL PARTNERS, LLC

RIA

CRD#: 154070

WEST CONSHOHOCKEN, PA

Past

November 16, 2012 - October 22, 2016

CV BROKERAGE, INC

CRD#: 462

WILLIAMSTOWN, NJ

Past

June 1, 2009 - November 18, 2010

MORGAN STANLEY

RIA

CRD#: 149777

BOCA RATON, FL

Past

June 1, 2009 - November 18, 2010

MORGAN STANLEY

CRD#: 149777

BOCA RATON, FL

Past

May 5, 2009 - June 1, 2009

MORGAN STANLEY & CO. LLC

RIA

CRD#: 8209

BOCA RATON, FL

Past

April 2, 2009 - June 1, 2009

MORGAN STANLEY & CO. LLC

CRD#: 8209

BOCA RATON, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FFT WEALTH MANAGEMENT

FFT WEALTH MANAGEMENT | FORBES FAMILY TRUST, LGL PARTNERS, LLC (RELYING ADVISER) | FORBES FAMILY TRUST LLC | FORBES FAMILY TRUST | FFT WEALTH MANAGEMENT LLC

CRD#: 151225 / SEC#: 801-70638

RIA

Registered Investment Advisory firm - (10/7/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(4/24/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/28/2009

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/22/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/1/2009

General Securities Representative Examination

Current Firm

FFT WEALTH MANAGEMENT

FFT WEALTH MANAGEMENT | FORBES FAMILY TRUST, LGL PARTNERS, LLC (RELYING ADVISER) | FORBES FAMILY TRUST LLC | FORBES FAMILY TRUST | FFT WEALTH MANAGEMENT LLC

CRD#: 151225 / SEC#: 801-70638

RIA

Registered Investment Advisory firm - (10/7/2009 Approved)

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Contact information

Main Address

2 Liberty Place Floor 34, Philadelphia, PA 19102

Mailing Address

Phone number

(610) 545-6100

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FFT FORM ADV PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts	116
AUM (Assets Under Management)	$ 6,051,403,909

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/14/2024	Cover Page	Report
09/27/2023	Cover Page	Report
10/28/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Felitsa Kapsas

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Felitsa Kapsas's CRS (Customer Relationship Summary).

Certified licenses

Experience

LGL PARTNERS, LLC

CV BROKERAGE, INC

MORGAN STANLEY

MORGAN STANLEY

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

Primary Firm SEC Registration

FFT WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 4/28/2009

SIE

Date: 10/22/2016

Series 7

Date: 4/1/2009

Current Firm

FFT WEALTH MANAGEMENT

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

FFT WEALTH MANAGEMENT

TRUST BUT VERIFY

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