Michael Evan Sobel
Professional Summary
Michael Evan Sobel is a registered financial advisor currently at TRUMID FINANCIAL LLC located in New York, New York. Michael is registered as a RR (Registered Representative) and started their career in finance in 2001. Michael has worked at 4 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
25 years in the financial services industry
Current & Past Employments
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Current Firm
TRUMID FINANCIAL LLC
Contact Information
Main Address
1411 Broadway Suite 2410, New York, NY 10018Mailing Address
1411 Broadway Suite 2410, New York, NY 10018Phone Number
(212) 618-0388Established
Delaware since 06/04/2014Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (1 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(12/1/2014)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 55 — Limited Representative-Equity Trader Exam
Passed Jan 2007SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Michael Evan Sobel's CRS (Customer Relationship Summary).
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