GM
Germaine R. Meverden
GLOBAL VIEW CAPITAL MANAGEMENT LLC
WAUSAU, WI 54403
Some features on this profile are disabled
CRD#: 4430692
GM
Professional summary
Germaine Renee Meverden, who also goes by Germaine Renee Damptz, Gerri Meverden, Germaine Renee Seehafer, is a registered financial advisor currently at GLOBAL VIEW CAPITAL MANAGEMENT LLC located in Wausau, Wisconsin and PURSHE KAPLAN STERLING INVESTMENTS located in Wausau, Wisconsin.
Germaine is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Germaine has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Germaine Renee Damptz | Gerri Meverden | Germaine Renee Seehafer
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) GLOBAL VIEW CAPITAL INSURANCE SERVICES, LLC - INVESTMENT RELATED - N14W23833 STONE RIDGE DRIVE, SUITE 350, WAUKESHA, WI 53188 - INSURANCE - POSITION: INSURANCE AGENT- 11/2010 / 90 hrs/mth-90 during trading hrs- Sell life, long-term care, disability insurance and Fixed Annuities. 2) GLOBAL VIEW CAPITAL MANAGEMENT, LLC / YES-INVESTMENT RELATED / AT REGISTERED BRANCH OFFICE LOCATION/ INVESTMENT ADVISER REPRESENTATIVE / JANUARY 2014 / APPROX 30-40 OF HOURS PER MONTH / APPROX 25-30 HOURS PER MONTH DURING SECURITIES TRADING HOURS / MARKETING, EDUCATION AND SALES OF ADVISORY PRODUCTS/SERVICES. 3) PKS FINANCIAL SERVICES; INVESTMENT RELATED, 80 STATE ST, ALBANY, NY 12207; FIXED INSURANCE; INSURANCE AGENT; SALES & SERVICE OF FIXED LIFE INSURANCE & ANNUITY CONTRACTS START DATE: 12/4/13 4) MEVERDEN PROPERTIES, LLC; NOT INVESTMENT RELATED; 215 GRAND AVENUE, WAUSAU, WI 54401; OWNER OF RENTAL PROPERTIES; STARTED: 12-1-2015; APPROX. 2 HRS/MONTH; APPROX. 1-2 HRS/MONTH DURING SECURITIES TRADING HOURS; RESPONSIBILITIES: COLLECT RENT, KEEP BOOKS AND MAINTAIN PROPERTIES. 5) MEVERDEN CHIROPRACTIC; NOT INVESTMENT RELATED; ADDRESS: 215 GRAND AVENUE, SUITE 1, WAUSAU, WI 54403; NATURE: CHIROPRACTIC CARE; POSITION: OWNER, HUSBAND IS THE CHIROPRACTOR; STARTED: 08-01-2016; APPROX. 10 HRS/MONTH; APPROX. 10 HRS/MONTH DURING SECURITIES TRADING HOURS; RESPONSIBILITIES: RECORDKEEPING-DEPOSITS, PAY BILLS-TAXES-INSURANCES AND HANDLE NECESSARY COMMUNICATIONS. 6) Global View Capital Advisors, LLC- Investment related- N14W23833 Stone Ridge Drive, Suite 300, Waukesha, WI 53188-Marketing firm for Advisory & Insurance Services-Independent Contractor-5/6/2013-90 hrs/mth-90 during trading hrs-Marketing, education and sales of GVCM Advisory Services and GVCI insurance services. 7) Notary Public. Not Investment Related. Located at 215 Grand Ave., Wausau, WI 54403. Nature - Notarizing Signatures. Position - Notary Public. Start - 7/15/2022. 1 hour per month during trading hours. Duties - Notarize signatures. 8) Experior Financial Group, Inc.; Investment Related; 300 Airborne Parkway, Suite 208, Cheektowgo, NY 14225; Financial Services- Fixed Insurance; Executive Director; 2/1/2023; 10 hrs/mo; 10 hrs during trading; This activity allows me to offer more fixed insurance options for my clients.
CRS (Client Relationship Summary) - RIA
Click below to view Germaine Renee Meverden's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 2, 2014 - Present
GLOBAL VIEW CAPITAL MANAGEMENT LLC
Office #1: 215 Grand Avenue, Wausau, WI 54403RIA
CRD#: 158292
WAUSAU, WI
Current
January 2, 2014 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 215 Grand Ave Ste 154a, Wausau, WI 54403BD
CRD#: 35747
Wausau, WI
Past
November 5, 2010 - December 31, 2013
THE STRATEGIC FINANCIAL ALLIANCE, INC.
RIA
CRD#: 126514
WAUSAU, WI
Past
November 5, 2010 - December 31, 2013
THE STRATEGIC FINANCIAL ALLIANCE, INC.
BD
CRD#: 126514
WAUSAU, WI
Past
July 17, 2006 - November 3, 2010
INVESTMENT ADVISORS INTERNATIONAL, INC.
RIA
CRD#: 139233
WAUSAU, WI
Past
October 13, 2004 - August 23, 2006
TRANSAMERICA FINANCIAL ADVISORS, LLC
RIA
CRD#: 16164
SCHOFIELD, WI
Past
April 12, 2002 - November 3, 2010
WORLD GROUP SECURITIES, INC.
BD
CRD#: 114473
WAUSAU, WI
Past
November 6, 2001 - April 12, 2002
WMA SECURITIES, INC.
BD
CRD#: 32625
DULUTH, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GV
GLOBAL VIEW CAPITAL MANAGEMENT LLC
GLOBAL CAPITAL MANAGEMENT, LTD | GLOBAL VIEW CAPITAL MANAGEMENT, LTD | GLOBAL VIEW CAPITAL MANAGEMENT LLC
CRD#: 158292 / SEC#: 801-72887
RIA
Registered Investment Advisory firm - (12/8/2011 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Illinois(1/2/2014)
RR
Kentucky(1/7/2021)
RR
South Carolina(1/7/2021)
RR
Tennessee(10/3/2024)
RR
Wisconsin(1/2/2014)
IAR
Wisconsin(1/2/2014)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
GV
GLOBAL VIEW CAPITAL MANAGEMENT LLC
GLOBAL CAPITAL MANAGEMENT, LTD | GLOBAL VIEW CAPITAL MANAGEMENT, LTD | GLOBAL VIEW CAPITAL MANAGEMENT LLC
CRD#: 158292 / SEC#: 801-72887
RIA
Registered Investment Advisory firm - (12/8/2011 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
N14 W23833 Stone Ridge Dr - Suite 350, Waukesha, WI 53188
Mailing Address
Phone number
(262) 650-1030
Established
Firm type
Fiscal year end
# of Employees
102
SEC notice filing (36 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 7,570 |
| AUM (Assets Under Management) | $ 707,976,833 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
GLOBAL VIEW CAPITAL MANAGEMENT LLC
CRD#: 158292Wausau, WI 54403TRUST BUT VERIFY
Monitor Germaine Meverden
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
