Richard Jerome Kearns
Professional Summary
Richard Jerome Kearns is a registered financial advisor currently at PARITER SECURITIES, LLC located in Guaynabo, undefined. Richard is registered as a RR (Registered Representative) and started their career in finance in 2002. Richard has worked at 5 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
Similar Advisors
CURTIS ADVISORY GROUP, LLC
TCFG INVESTMENT ADVISORS, LLC
MORGAN STANLEY
EDWARD JONES
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
CURTIS ADVISORY GROUP, LLC
TCFG INVESTMENT ADVISORS, LLC
MORGAN STANLEY
EDWARD JONES
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
CURTIS ADVISORY GROUP, LLC
TCFG INVESTMENT ADVISORS, LLC
MORGAN STANLEY
EDWARD JONES
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
CURTIS ADVISORY GROUP, LLC
TCFG INVESTMENT ADVISORS, LLC
MORGAN STANLEY
EDWARD JONES
Years of Experience
24 years registered in the securities industry
Current & Past Employments
Current
Past
Similar Advisors
CURTIS ADVISORY GROUP, LLC
TCFG INVESTMENT ADVISORS, LLC
MORGAN STANLEY
EDWARD JONES
Current Firm
ALPHA PRD, INC. | PARITER SECURITIES, LLC | PARITER SECURITIES, INC.
Contact Information
Main Address
243 Carretera #2, Guaynabo, PR 00966Mailing Address
P.o. Box 11852, San Juan, PR 00922Phone Number
(787) 781-2555Established
Puerto Rico since 03/11/2008Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (9 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
6Similar Advisors
CURTIS ADVISORY GROUP, LLC
TCFG INVESTMENT ADVISORS, LLC
MORGAN STANLEY
EDWARD JONES
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
CURTIS ADVISORY GROUP, LLC
TCFG INVESTMENT ADVISORS, LLC
MORGAN STANLEY
EDWARD JONES
State Registrations and Notice Filings
(12/22/2023)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSRO Registrations
Similar Advisors
CURTIS ADVISORY GROUP, LLC
TCFG INVESTMENT ADVISORS, LLC
MORGAN STANLEY
EDWARD JONES
CRS (Client Relationship Summary) - BD
Click below to view Richard Jerome Kearns's CRS (Customer Relationship Summary).
Similar Advisors
CURTIS ADVISORY GROUP, LLC
TCFG INVESTMENT ADVISORS, LLC
MORGAN STANLEY
EDWARD JONES