Eduardo Sotomayor Alamo
Professional Summary
Eduardo Sotomayor Alamo, who also goes by Eduardo Sotomayor, is a registered financial advisor currently at PARITER WEALTH MANAGEMENT GROUP LLC located in Guaynabo, undefined and PARITER SECURITIES, LLC located in Guaynabo, undefined. Eduardo is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Eduardo has worked at 5 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 7, Series 6,...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Eduardo Sotomayor
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
24 years in the financial services industry
Current & Past Employments
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Current Firm
PARITER WEALTH MANAGEMENT GROUP LLC
Contact Information
Main Address
243 Carretera #2, Guaynabo, PR 00966-1915Mailing Address
P.o. Box 11852, San Juan, PR 00922-1852Phone Number
(787) 781-2555# of Employees
3Documents
Regulatory Assets Under Management
Total Number of Accounts
27AUM (Assets Under Management)
$10,556,251Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(10/18/2019)
(2/18/2016)
(2/18/2016)
(11/27/2017)
(12/6/2017)
(7/29/2019)
(2/18/2016)
(7/16/2019)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Jan 2023About the Series 52TO examSeries 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Nov 2002About the Series 6 examSRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Eduardo Sotomayor Alamo's CRS (Customer Relationship Summary).
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