SR
Steven A. Rosenberg
THE ARANDA GROUP ADVISORS
Jenkintown, PA 19046
Some features on this profile are disabled
CRD#: 4427951
SR
Professional summary
Steven A Rosenberg is a registered financial advisor currently at THE ARANDA GROUP ADVISORS, LLC located in Jenkintown, Pennsylvania.
Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Steven has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) 01/01/98 TREASURER WITH THE PHILADELPHIA REGION SPORTS CAR CLUB OF AMERICA 8 HRS PER MTH / 0 BSNSS HRS
(2) THE ARANDA GROUP
ADDRESS: 724 OLD YORK ROAD,JENKINTOWN, PA
NATURE OF THE BUSINESS: BUSINESS OWNER
POSITION/TITLE: PROPRIETOR/OWNER
INVESTMENT RELATED:NO
START DATE: 09/08/2006
HOURS PER MONTH DEVOTED TO THIS BUSINESS: 40
HOURS PER MONTH DEVOTED TO THIS BUSINESS DURING TRADING HOURS: 10
DESCRIPTION OF DUTIES: PRESIDENT. AS OF AUGUST 15ST 2013. I PURCHASED THIS COMPANY FROM MY FATHER FOR $1 AND I AM NOW OWNER OF 100% OF THE STOCK AS OF 12/29/2006.
(3) COMMUNITY ART'S CENTER - WALLINGFORD, PA, EFFECTIVE SINCE 6/14/2009, SELLING POTTERY IN THE ANNUAL STUDENT SALE.
(4)WOODLEA LLC - JENKINTOWN, PA, OWNER
(5) Philadelphia Region, Sports Car Club of America
Address: Plymouth Meeting , PA
Nature of the Business: Non Profit Org. - Founder/Leadership
Position/Title: Director
Investment Related: No
Start Date: 01/01/1998
Hours per month devoted to this business: 2
Hours per month devoted to this business during trading hours: 0
Description of duties: Treasurer without check signing abilities
(6) SAR Properties LP
Address: 724 Old York Road,Jenkintown, PA
Nature of the Business: Business Owner
Position/Title: Business Owner
Investment Related:Yes
Start Date: 07/02/2009
Hours per month devoted to this business: 0
Hours per month devoted to this business during trading hours: 0
Description of duties: Limited Partner
(7) Woodlea LLC
Address: 724 Old York Road,Jenkintown, PA
Nature of the Business: Business Owner
Position/Title: Proprietor/Owner
Investment Related:No
Start Date: 07/02/2009
Hours per month devoted to this business: 0
Hours per month devoted to this business during trading hours: 0
Description of duties: Owner
CRS (Client Relationship Summary) - RIA
Click below to view Steven A Rosenberg's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 1, 2019 - Present
THE ARANDA GROUP ADVISORS, LLC
Office #1: 724 Old York Road, Jenkintown, PA 19046RIA
CRD#: 302100
Jenkintown, PA
Past
September 12, 2006 - November 5, 2019
RAYMOND JAMES & ASSOCIATES, INC.
RIA
CRD#: 705
JENKINTOWN, PA
Past
September 8, 2006 - November 5, 2019
RAYMOND JAMES & ASSOCIATES, INC.
BD
CRD#: 705
JENKINTOWN, PA
Past
August 8, 2005 - September 12, 2006
MORGAN STANLEY DW INC.
RIA
CRD#: 7556
JENKINTOWN, PA
Past
September 4, 2001 - September 12, 2006
MORGAN STANLEY DW INC.
BD
CRD#: 7556
JENKINTOWN, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
THE ARANDA GROUP ADVISORS, LLC
ROSE GROUP, LLC | THE ARANDA GROUP ADVISORS, LLC | THE ARANDA GROUP
CRD#: 302100 / SEC#: 801-117280
RIA
Registered Investment Advisory firm - (8/30/2019 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Pennsylvania(11/1/2019)
IAR
Texas(6/29/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
TA
THE ARANDA GROUP ADVISORS, LLC
ROSE GROUP, LLC | THE ARANDA GROUP ADVISORS, LLC | THE ARANDA GROUP
CRD#: 302100 / SEC#: 801-117280
RIA
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Contact information
Main Address
724 Old York Road, Jenkintown, PA 19046
Mailing Address
Phone number
(215) 576-6666
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (5 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 423 |
| AUM (Assets Under Management) | $ 221,668,991 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/05/2025 | ||
| 10/08/2024 | ||
| 12/21/2023 | ||
| 03/16/2023 |
Red Flags
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