Eric L. Larsen

HAMILTON LANE SECURITIES LLC

Conshohocken, PA 19428

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CRD#: 4427255

Professional summary

Eric Lynn Larsen, CFP®, who also goes by Eric Lynn Larsen, is a registered financial professional currently at HAMILTON LANE SECURITIES LLC located in Conshohocken, Pennsylvania.

Eric is registered as a RR (Registered Representative) and started their career in finance in 2001. Eric has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Eric Lynn Larsen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Eric Lynn Larsen's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

November 22, 2022 - Present

HAMILTON LANE SECURITIES LLC

Office #1: 110 Washington Street Suite 1300, Conshohocken, PA 19428

CRD#: 281510

Conshohocken, PA

Past

April 12, 2016 - November 1, 2022

ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC

CRD#: 25567

NEW YORK, NY

Past

January 3, 2011 - January 22, 2016

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.

CRD#: 102920

NEW YORK, NY

Past

August 7, 2008 - January 3, 2011

JPMORGAN DISTRIBUTION SERVICES, INC.

CRD#: 104234

NEW YORK, NY

Past

September 19, 2007 - August 8, 2008

BEAR STEARNS ASSET MANAGEMENT INC.

RIA

CRD#: 113359

NEW YORK, NY

Past

August 14, 2007 - August 8, 2008

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW YORK, NY

Past

May 6, 2003 - April 19, 2004

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

October 4, 2001 - May 5, 2003

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP

CRD#: 7325

BOSTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(11/22/2022)

Alaska
(11/22/2022)

Arizona
(11/22/2022)

Arkansas
(11/22/2022)

California
(11/22/2022)

Colorado
(11/22/2022)

Connecticut
(11/22/2022)

Delaware
(11/22/2022)

District of Columbia
(11/22/2022)

Florida
(11/22/2022)

Georgia
(11/22/2022)

Hawaii
(11/22/2022)

Idaho
(11/22/2022)

Illinois
(11/22/2022)

Indiana
(11/22/2022)

Iowa
(11/22/2022)

Kansas
(11/22/2022)

Kentucky
(11/22/2022)

Louisiana
(11/22/2022)

Maine
(11/22/2022)

Maryland
(11/22/2022)

Massachusetts
(11/22/2022)

Michigan
(11/22/2022)

Minnesota
(11/22/2022)

Mississippi
(11/22/2022)

Missouri
(11/22/2022)

Montana
(11/22/2022)

Nebraska
(11/22/2022)

Nevada
(11/22/2022)

New Hampshire
(11/22/2022)

New Jersey
(11/22/2022)

New Mexico
(11/22/2022)

New York
(11/22/2022)

North Carolina
(11/22/2022)

North Dakota
(11/22/2022)

Ohio
(11/27/2022)

Oklahoma
(11/22/2022)

Oregon
(11/22/2022)

Pennsylvania
(11/22/2022)

Rhode Island
(11/22/2022)

South Carolina
(11/22/2022)

South Dakota
(11/22/2022)

Tennessee
(11/22/2022)

Texas
(11/22/2022)

Utah
(11/22/2022)

Vermont
(11/22/2022)

Virginia
(11/22/2022)

Washington
(11/22/2022)

West Virginia
(11/22/2022)

Wisconsin
(11/22/2022)

Wyoming
(11/22/2022)

Exams

State Security Law Exam

IAR

Series 66

Date: 9/17/2007

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 11/19/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/13/2007

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/3/2001

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/18/2021

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

HAMILTON LANE SECURITIES LLC

CRD#: 281510 / SEC#: , 8-69675

Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

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Contact information

Main Address

110 Washington Street Suite 1300, Conshohocken, PA 19428

Mailing Address

110 Washington Street Suite 1300, Conshohocken, PA 19428

Phone number

(610) 934-2222

Established

Delaware since 08/17/2015

Firm type

Limited Liability Company

Fiscal year end

March

Firm Size

Small

# of Employees

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
HAMILTON LANE	MEMBER	107876
BRENNAN, STEPHEN RICHARD JR	CHIEF EXECUTIVE OFFICER	2488932
ROMERO, MONIQUE VICTORIA	FINOP	6712654
SHIN, ROBERT	CHIEF COMPLIANCE OFFICER	2683514

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Eric L. Larsen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Eric Lynn Larsen's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.

JPMORGAN DISTRIBUTION SERVICES, INC.

BEAR STEARNS ASSET MANAGEMENT INC.

J.P. MORGAN SECURITIES LLC

CITIGROUP GLOBAL MARKETS INC.

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP

State Registrations and Notice Filings

Exams

Series 66

Date: 9/17/2007

Series 63

Date: 11/19/2001

SIE

Date: 10/1/2018

Series 7

Date: 8/13/2007

Series 6

Date: 10/3/2001

Series 24

Date: 5/18/2021

FINRA

Current Firm

HAMILTON LANE SECURITIES LLC

Contact information

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

HAMILTON LANE SECURITIES LLC

TRUST BUT VERIFY

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