AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
JG

Jason Scott Gettenberg

ACI CAPITAL MARKETS
NEW YORK, NY
·CRD# 4427007·21 years experience

Professional Summary

Jason Scott Gettenberg, who also goes by Jay Gettenberg, is a registered financial advisor currently at ACI CAPITAL MARKETS, LLC located in New York, New York. Jason is registered as a RR (Registered Representative) and started their career in finance in 2001. Jason has worked at 65 firms and has passed the Series 63, Series 79TO, Series 57TO, Series 99TO, SIE, Series 7, Series 24 and Series 27 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Jay Gettenberg

Blog Corner

Similar Advisors

SUMMIT, NJ · CRD#
View profile
Richard Gaspare Dragotta
Richard Gaspare Dragotta

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Anthony J. Macagna
Anthony J. Macagna

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Nicholas Wayne Rygiel
Nicholas Wayne Rygiel

PROTOCOL WEALTH, LLC

Havertown, PA · CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

Elizabeth Katz Miller
Elizabeth Katz Miller

SUMMIT PLACE FINANCIAL ADVISORS, LLC

SUMMIT, NJ · CRD#
Richard Gaspare Dragotta
Richard Gaspare Dragotta

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Anthony J. Macagna
Anthony J. Macagna

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Nicholas Wayne Rygiel
Nicholas Wayne Rygiel

PROTOCOL WEALTH, LLC

Havertown, PA · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

Similar Advisors

Elizabeth Katz Miller
Elizabeth Katz Miller

SUMMIT PLACE FINANCIAL ADVISORS, LLC

SUMMIT, NJ · CRD#
Richard Gaspare Dragotta
Richard Gaspare Dragotta

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Anthony J. Macagna
Anthony J. Macagna

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Nicholas Wayne Rygiel
Nicholas Wayne Rygiel

PROTOCOL WEALTH, LLC

Havertown, PA · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Elizabeth Katz Miller
Elizabeth Katz Miller

SUMMIT PLACE FINANCIAL ADVISORS, LLC

SUMMIT, NJ · CRD#
Richard Gaspare Dragotta
Richard Gaspare Dragotta

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Anthony J. Macagna
Anthony J. Macagna

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Nicholas Wayne Rygiel
Nicholas Wayne Rygiel

PROTOCOL WEALTH, LLC

Havertown, PA · CRD#

Years of Experience

21 years in the financial services industry

Current & Past Employments

ACI CAPITAL MARKETS, LLC·CRD# 338859
BD
1. 199 Water Street 9th Floor, New York, NY, 100382. 199 Water Street 9th Floor, New York, NY, 10038
February 18, 2026 - Present
TICKRS CLEARING·CRD# 312531
BD
Irvine, CA
December 22, 2021 - March 4, 2022
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC·CRD# 25567
BD
New York, NY
May 14, 2021 - March 2, 2022
NINTH ETERNITY SECURITIES LLC·CRD# 307492
BD
New York, NY
April 5, 2021 - January 3, 2022
SAFENED US, INC.·CRD# 308433
BD
New York, NY
March 16, 2021 - September 9, 2021
CARTA CAPITAL MARKETS, LLC·CRD# 304751
BD
New York, NY
July 20, 2020 - November 13, 2020
CORTEX INVESTMENT BANKING, LLC·CRD# 300803
BD
New York, NY
April 23, 2020 - April 26, 2021
ALTRUIST FINANCIAL LLC·CRD# 299274
BD
Dallas, TX
September 19, 2019 - October 1, 2020
KPG CAPITAL PARTNERS, LLC·CRD# 165392
BD
Park City, UT
August 23, 2019 - March 27, 2020
PLUS VENTURE PARTNERS, LLC·CRD# 299033
BD
Marina Del Rey, CA
August 7, 2019 - June 1, 2020
PHCP, LLC·CRD# 300729
BD
Miami Beach, FL
July 11, 2019 - September 22, 2020
INVESTIFI SECURITIES LLC·CRD# 289604
BD
St Petersburg, FL
May 1, 2019 - October 15, 2020
ASPIRATION FINANCIAL LLC·CRD# 291904
BD
Marina Del Rey, CA
November 15, 2018 - June 20, 2019
SAGETRADER, LLC·CRD# 137862
BD
New York, NY
September 4, 2018 - August 1, 2019
WILLIAM HOOD & COMPANY·CRD# 293416
BD
New York, NY
August 28, 2018 - December 21, 2021
JIKO SECURITIES INC.·CRD# 287507
BD
San Francisco, CA
August 20, 2018 - March 8, 2021
SIMON MARKETS LLC·CRD# 290965
BD
New York, NY
June 20, 2018 - February 3, 2022
HUBBLE INVESTMENTS, LLC·CRD# 289415
BD
San Mateo, CA
April 12, 2018 - May 28, 2019
DALZELL TRADING, LLC·CRD# 175349
BD
State College, PA
March 29, 2018 - June 4, 2019
CRB SECURITIES, LLC·CRD# 283134
BD
Fort Lee, NJ
December 4, 2017 - September 22, 2020
JP DERIVATIVES, LLC·CRD# 284131
BD
New York, NY
July 17, 2017 - February 16, 2021
MUNDIAL FINANCIAL GROUP, LLC·CRD# 149531
BD
New York, NY
June 9, 2017 - November 1, 2018
BUCKLER SECURITIES LLC·CRD# 284576
BD
Greenwich, CT
April 27, 2017 - November 1, 2019
NYPPEX, LLC·CRD# 47654
BD
Lansing, MI
April 6, 2017 - November 14, 2018
SILICON PRAIRIE CAPITAL PARTNERS, LLC·CRD# 226591
BD
St. Paul, MN
February 28, 2017 - August 31, 2020
J. STREICHER & CO. L.L.C.·CRD# 3526
BD
New York, NY
February 15, 2017 - December 9, 2021
LIQUIDITYEDGE, LLC·CRD# 174297
BD
New York, NY
January 4, 2017 - November 1, 2019
NORFOLK MARKETS, LLC·CRD# 103797
BD
New York, NY
November 15, 2016 - December 21, 2020
ARDEA PARTNERS LP·CRD# 283558
BD
New York, NY
July 8, 2016 - July 1, 2020
OSPREY PARTNERS LLC·CRD# 38122
BD
Westport, CT
April 25, 2016 - August 2, 2017
CAPITAL DYNAMICS BROKER DEALER LLC·CRD# 148780
BD
New York, NY
April 4, 2016 - April 30, 2019
HAMILTON LANE SECURITIES LLC·CRD# 281510
BD
Conshohocken, PA
March 31, 2016 - December 1, 2021
CROWN STERLING CAPITAL LLC·CRD# 281061
BD
New York, NY
March 8, 2016 - July 11, 2016
ABG, LLC·CRD# 167190
BD
New York, NY
February 5, 2016 - June 29, 2018
STRATFORD PARTNERS·CRD# 164954
BD
New York, NY
February 1, 2016 - October 29, 2018
CAPFI PARTNERS LLC·CRD# 113795
BD
New York, NY
January 27, 2016 - November 2, 2018
BONWICK CAPITAL PARTNERS, LLC·CRD# 156469
BD
New York, NY
October 30, 2015 - August 22, 2016
SIDOTI & COMPANY, LLC·CRD# 102860
BD
New York, NY
October 13, 2015 - December 23, 2021
STONEX OUTSOURCED SERVICES LLC·CRD# 30773
BD
Park City, UT
July 15, 2015 - September 4, 2018
LUCID CAPITAL MARKETS, LLC·CRD# 140345
BD
New York, NY
April 27, 2015 - March 1, 2022
ENCLAVE CAPITAL LLC·CRD# 22732
BD
New York, NY
April 21, 2015 - April 12, 2019
SI SECURITIES, LLC·CRD# 170937
BD
New York, NY
February 2, 2015 - March 13, 2017
WILLOW WEALTH MARKETS LLC·CRD# 172295
BD
New York, NY
January 7, 2015 - March 22, 2018
OTCEX, LLC·CRD# 165046
BD
New York, NY
December 20, 2014 - January 26, 2022
METHUSELAH CAPITAL LLC·CRD# 168752
BD
New York, NY
November 24, 2014 - July 31, 2015
CASTLE HILL CAPITAL PARTNERS, INC.·CRD# 44131
BD
New York, NY
November 5, 2014 - July 28, 2015
MARCO POLO SECURITIES LLC·CRD# 46561
BD
New York, NY
October 1, 2014 - October 31, 2017
ABBEY CAPITAL (US) LLC·CRD# 147760
BD
New York, NY
March 27, 2014 - December 31, 2017
TANGENT CAPITAL PARTNERS, LLC·CRD# 146999
BD
Short Hills, NJ
March 24, 2014 - October 31, 2018
W.R. HAMBRECHT + CO., LLC·CRD# 45040
BD
San Francisco, CA
August 9, 2013 - June 3, 2014
FIRST AMERICAN SECURITIES, INC.·CRD# 35841
BD
Orrville, OH
July 1, 2013 - July 28, 2016
SUMMIT SECURITIES GROUP LLC·CRD# 159283
BD
New York, NY
June 25, 2012 - September 5, 2012
VTRADER PRO, LLC·CRD# 131920
BD
San Francisco, CA
March 14, 2012 - April 17, 2014
T-H BROKERAGE SERVICES, LLC·CRD# 137905
BD
St. Thomas, VI
December 23, 2010 - June 18, 2012
RAVEN SECURITIES CORP.·CRD# 35201
BD
New York, NY
April 13, 2010 - December 31, 2015
FELIX INVESTMENTS LLC·CRD# 148441
BD
Upper Saddle River, NJ
June 12, 2009 - August 5, 2010
WALLACHBETH CAPITAL LLC·CRD# 147853
BD
Boca Raton, FL
February 5, 2009 - August 2, 2010
GREYWOLF EXECUTION PARTNERS, INC.·CRD# 147790
BD
New York, NY
July 22, 2008 - May 2, 2016
EDGE TRADING INC.·CRD# 147095
BD
New York, NY
June 26, 2008 - January 14, 2010
FERRETTI GROUP, INC.·CRD# 47768
BD
New York, NY
August 10, 2007 - June 14, 2010
WORLD-XECUTION STRATEGIES·CRD# 134645
BD
New York, NY
August 10, 2007 - July 21, 2010
GLOBAL DIRECT EQUITIES, LLC·CRD# 124514
BD
New York, NY
September 1, 2006 - January 25, 2007
ETHOS SECURITIES CORP.·CRD# 125605
BD
Upper Saddle River, NJ
August 4, 2006 - February 21, 2008
ETHOS SECURITIES CORP.·CRD# 125605
BD
New York, NY
May 12, 2006 - June 14, 2006
FARINA & ASSOCIATES, INC.·CRD# 32830
BD
New York, NY
May 19, 2003 - July 17, 2003
FARINA & ASSOCIATES, INC.·CRD# 32830
BD
New York, NY
June 25, 2002 - August 5, 2002
LABRANCHE & CO. LLC·CRD# 32661
BD
New York, NY
July 16, 2001 - August 27, 2001

Similar Advisors

Elizabeth Katz Miller
Elizabeth Katz Miller

SUMMIT PLACE FINANCIAL ADVISORS, LLC

SUMMIT, NJ · CRD#
Richard Gaspare Dragotta
Richard Gaspare Dragotta

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Anthony J. Macagna
Anthony J. Macagna

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Nicholas Wayne Rygiel
Nicholas Wayne Rygiel

PROTOCOL WEALTH, LLC

Havertown, PA · CRD#

Current Firm

AC
ACI CAPITAL MARKETS, LLC

ACI CAPITAL MARKETS, LLC | ACI CAPITAL, LLC

CRD#: 338859 / SEC#: 8-71431
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

199 Water Street 9th Floor, New York, NY, 10038

Mailing Address

199 Water Street 9th Floor, New York, NY, 10038

Phone Number

(212) 668-8700

Established

Delaware since 09/23/2025

Firm Type

Limited Liability Company

Fiscal Year End

June

Firm Size

Small

FINRA licenses (2 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
ACI CAPITAL HOLDINGSOWNER—
GETTENBERG, JASON SCOTTCEO4427007
GETTENBERG, JASON SCOTTFINOP4427007
TALLAKSEN, JUSTIN ALEXANDERCCO6636320

Similar Advisors

Elizabeth Katz Miller
Elizabeth Katz Miller

SUMMIT PLACE FINANCIAL ADVISORS, LLC

SUMMIT, NJ · CRD#
Richard Gaspare Dragotta
Richard Gaspare Dragotta

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Anthony J. Macagna
Anthony J. Macagna

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Nicholas Wayne Rygiel
Nicholas Wayne Rygiel

PROTOCOL WEALTH, LLC

Havertown, PA · CRD#

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Similar Advisors

Elizabeth Katz Miller
Elizabeth Katz Miller

SUMMIT PLACE FINANCIAL ADVISORS, LLC

SUMMIT, NJ · CRD#
Richard Gaspare Dragotta
Richard Gaspare Dragotta

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Anthony J. Macagna
Anthony J. Macagna

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Nicholas Wayne Rygiel
Nicholas Wayne Rygiel

PROTOCOL WEALTH, LLC

Havertown, PA · CRD#

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
New York
(3/11/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 2026About the Series 63 exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Oct 2023About the Series 79TO exam

Series 57TO — Securities Trader Exam

Passed Oct 2023About the Series 57TO exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Dec 2009About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Feb 2010About the Series 24 exam

Series 27 — Financial and Operations Principal Examination

Passed Aug 2006About the Series 27 exam
FINRA
SRO Registrations

Similar Advisors

Elizabeth Katz Miller
Elizabeth Katz Miller

SUMMIT PLACE FINANCIAL ADVISORS, LLC

SUMMIT, NJ · CRD#
Richard Gaspare Dragotta
Richard Gaspare Dragotta

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Anthony J. Macagna
Anthony J. Macagna

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Nicholas Wayne Rygiel
Nicholas Wayne Rygiel

PROTOCOL WEALTH, LLC

Havertown, PA · CRD#

CRS (Client Relationship Summary) - BD

Click below to view Jason Scott Gettenberg's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Similar Advisors

Elizabeth Katz Miller
Elizabeth Katz Miller

SUMMIT PLACE FINANCIAL ADVISORS, LLC

SUMMIT, NJ · CRD#
Richard Gaspare Dragotta
Richard Gaspare Dragotta

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Anthony J. Macagna
Anthony J. Macagna

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Nicholas Wayne Rygiel
Nicholas Wayne Rygiel

PROTOCOL WEALTH, LLC

Havertown, PA · CRD#
JG
Follow Jason
Get alerted to job moves, licensing changes, and new disclosures
Free — no card required