Deepak Roland Devaraj
Professional Summary
Deepak Roland Devaraj is a registered financial advisor currently at VIGILANT DISTRIBUTORS, LLC located in New Haven, Connecticut. Deepak is registered as a RR (Registered Representative) and started their career in finance in 2001. Deepak has worked at 6 firms and has passed the Series 63, SIE, Series 3 and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
Similar Advisors
MORGAN STANLEY
SOUNDVIEW PRIVATE WEALTH ADVISORS
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
MORGAN STANLEY
SOUNDVIEW PRIVATE WEALTH ADVISORS
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
MORGAN STANLEY
SOUNDVIEW PRIVATE WEALTH ADVISORS
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
MORGAN STANLEY
SOUNDVIEW PRIVATE WEALTH ADVISORS
Years of Experience
25 years in the financial services industry
Current & Past Employments
Similar Advisors
MORGAN STANLEY
SOUNDVIEW PRIVATE WEALTH ADVISORS
Current Firm
HERALD INVESTMENT MARKETING, LLC | VIGILANT DISTRIBUTORS, LLC
Contact Information
Main Address
Gateway Corporate Center, Suite 216 223 Wilmington West Chester Pike, Chadds Ford, PA 19317Mailing Address
Gateway Corporate Center, Suite 216 223 Wilmington West Chester Pike, Chadds Ford, PA 19317Phone Number
(484) 840-3701Established
Pennsylvania since 06/13/2012Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
Similar Advisors
MORGAN STANLEY
SOUNDVIEW PRIVATE WEALTH ADVISORS
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
MORGAN STANLEY
SOUNDVIEW PRIVATE WEALTH ADVISORS
State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
Similar Advisors
MORGAN STANLEY
SOUNDVIEW PRIVATE WEALTH ADVISORS
CRS (Client Relationship Summary) - BD
Click below to view Deepak Roland Devaraj's CRS (Customer Relationship Summary).
Similar Advisors
MORGAN STANLEY
SOUNDVIEW PRIVATE WEALTH ADVISORS
