Daniel T. Grzywacz

ROBOTTI SECURITIES

New York, NY 10017

Some features on this profile are disabled

CRD#: 4423506

Professional summary

Daniel Taylor Grzywacz is a registered financial professional currently at ROBOTTI SECURITIES, LLC located in New York, New York.

Daniel is registered as a RR (Registered Representative) and started their career in finance in 2001. Daniel has worked at 3 firms and has passed the Series 63, SIE, Series 87, Series 55 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Daniel Taylor Grzywacz's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 7, 2013 - Present

ROBOTTI SECURITIES, LLC

Office #1: 125 Park Avenue, Suite 1607, New York, NY 10017

CRD#: 13251

New York, NY

Past

March 11, 2008 - January 3, 2011

INGALLS & SNYDER, LLC

CRD#: 2288

NEW YORK, NY

Past

November 16, 2001 - March 10, 2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 10/4/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 87

Date: 6/19/2013

Research Analyst Exam - Part II Regulations Module

General Industry/Product Exam

Series 55

Date: 5/9/2008

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 11/15/2001

General Securities Representative Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

Current Firm

ROBOTTI SECURITIES, LLC

ROBOTTI & COMPANY, INCORPORATED | ROBOTTI SECURITIES, LLC | ROBOTTI & ENG, INCORPORATED | ROBOTTI & ENG, INC. | ROBOTTI & COMPANY, LLC

CRD#: 13251 / SEC#: , 8-28886

Broker-Dealer Firm Regulated by FINRA (New York district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

125 Park Avenue, Suite 1607, New York, NY 10017

Mailing Address

125 Park Avenue, Suite 1607, New York, NY 10017

Phone number

(212) 986-4800

Established

New York since 03/07/2003

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (32 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
ROBOTTI & COMPANY, INCORPORATED	STOCKHOLDER 100% OWNER OF APPLICANT
KELLEHER, DENNIS MICHAEL	CHIEF COMPLIANCE OFFICER	2107342
MCQUEENEY, DAVID VINCENT	SROP, ROP	2440806
MEVORAH, ERWIN I	CFO, FIN/OP & SECRETARY	1944735
ROBOTTI, ROBERT EDWARD	PRESIDENT, CEO, GSP, TREASURER	732905
ROBOTTI, SUZANNE BENSON	DIRECTOR	4616454
SEKLIR, NANCY ELIZABETH	DIRECTOR	1756843
WASIAK, KENNETH RONALD	DIRECTOR	1485703

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Richard Dragotta

LPL FINANCIAL LLC

IAR

Paramus, NJ

Peter Kettle

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Brooklyn, NY

Diane Finnerty

MORGAN STANLEY

IAR

New York, NY

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Daniel T. Grzywacz

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Daniel Taylor Grzywacz's CRS (Customer Relationship Summary).

Certified licenses

Experience

INGALLS & SNYDER, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 63

Date: 10/4/2001

SIE

Date: 10/1/2018

Series 87

Date: 6/19/2013

Series 55

Date: 5/9/2008

Series 7

Date: 11/15/2001

FINRA

Nasdaq Stock Market

Current Firm

ROBOTTI SECURITIES, LLC

Contact information

FINRA licenses (32 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

ROBOTTI SECURITIES, LLC

TRUST BUT VERIFY

Similar Advisors