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FIRM PROFILE
Overview
ROBOTTI SECURITIES, LLC is located at 125 Park Avenue, Suite 1607, New York, NY 10017 and was first established at New York, New York in 03/07/2003. After operating for 23 years, ROBOTTI SECURITIES, LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of ROBOTTI SECURITIES, LLC’s clients are individuals and 0% of their clients are high net worth individuals. ROBOTTI SECURITIES, LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at ROBOTTI SECURITIES, LLC are registered to handle securities or provide financial advice. The firm has 2 disclosures, 2 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access ROBOTTI SECURITIES, LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at ROBOTTI SECURITIES, LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for ROBOTTI SECURITIES, LLC Comes From
Understanding the Statistics for ROBOTTI SECURITIES, LLC and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
125 Park Avenue, Suite 1607, New York, NY 10017
125 Park Avenue, Suite 1607, New York, NY 10017
Small
(212) 986-4800
New York since 03/07/2003
Limited Liability Company
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| ROBOTTI & COMPANY, INCORPORATED | STOCKHOLDER 100% OWNER OF APPLICANT | ||
| KELLEHER, DENNIS MICHAEL | CHIEF COMPLIANCE OFFICER | 2107342 | |
| MCQUEENEY, DAVID VINCENT | SROP, ROP | 2440806 | |
| MEVORAH, ERWIN I | CFO, FIN/OP & SECRETARY | 1944735 | |
| ROBOTTI, ROBERT EDWARD | PRESIDENT, CEO, GSP, TREASURER | 732905 | |
| ROBOTTI, SUZANNE BENSON | DIRECTOR | 4616454 | |
| SEKLIR, NANCY ELIZABETH | DIRECTOR | 1756843 | |
| WASIAK, KENNETH RONALD | DIRECTOR | 1485703 |
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Advisor's working at ROBOTTI SECURITIES, LLC
David Andrew Kaiser
Isaac David Senehi
Matthew Donald Gittings
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