MM
Matthew A. Maresch
TLG ADVISORS
Wylie, TX
Some features on this profile are disabled
CRD#: 4422973
MM
Professional summary
Matthew Allen Maresch, who also goes by Matthew Allen Maresch, is a registered financial advisor currently at TLG ADVISORS, INC. located in Wylie, Texas and THE LEADERS GROUP, INC. located in Summit, New Jersey.
Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Matthew has worked at 8 firms and has passed the Series 65, Series 66, SIE, Series 55, Series 3, Series 7, Series 53, Series 30, Series 24 and Series 4 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Matthew Allen Maresch
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) INDEPENDENT INSURANCE AGENT - 11/15/24 - 1915 Highland Oaks Drive, Wylie, TX 75098 - Insurance agent, Insurance sales, Not Invt Rel, Insurance business, 20 hrs/mo; 20 hrs/mo (during trading hours). 2.) TLG ADVISORS INC - 11/20/24 - 26 W Dry Creek Circle, Suite 800, Littleton, CO 80120, IAR Rep, Invt Rel, RA business, 10 hrs/mo; 10 hrs/mo (during trading hours). 3.) ASHBURY BOUTIQUE WEALTH MANAGEMENT - 11/20/2024 - 1915 Highland Oaks Drive, Wylie, TX 75098 - Founder, Financial Planner: Wealth Management, Retirement Income, Protection, Invt Rel, 240 hrs/mo; 240 hrs/mo (during trading hours). 4.) ASSOCIATION OF FINANCIAL CONSULTANTS, TM 501(c)(3) NON-PROFIT ORGANIZATION - 4/21/2025 - 1915 Highland Oaks Drive, Wylie, TX 75098 - Member, Host Educational Workshops, Provide educational workshops and classes at no cost or obligation to the attendees. I'm committed to ongoing education to help attendees navigate and understand complex financial topics, bound by a Code of Conduct that demands integrity and transparency, Invt Rel, 4 hrs/mo; 2 hrs/mo (during trading hours). 5.) HEARTLAND NATIONAL LIFE INSURANCE COMPANY - 9/4/2025 - 4200 Little Blue Pkwy Ste 400, Independence MO 64057 - Agent, Insurance business, Not Invt Rel, 2 hrs/mo; 2 hrs/mo (during trading hours).
CRS (Client Relationship Summary) - RIA
Click below to view Matthew Allen Maresch's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 20, 2024 - Present
TLG ADVISORS, INC.
RIA
CRD#: 111052
Wylie, TX
Current
November 20, 2024 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901BD
CRD#: 37157
SUMMIT, NJ
Past
March 22, 2024 - August 21, 2024
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
DALLAS, TX
Past
March 21, 2024 - August 21, 2024
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
DALLAS, TX
Past
February 17, 2006 - April 21, 2022
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
DALLAS, TX
Past
February 9, 2006 - April 21, 2022
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
DALLAS, TX
Past
November 6, 2003 - January 3, 2006
INTEGRITY TRADING, INC.
BD
CRD#: 104236
NEW YORK, NY
Past
March 3, 2003 - August 25, 2003
WORTHINGTON SECURITIES, L.L.C.
BD
CRD#: 120435
DALLAS, TX
Past
July 10, 2002 - February 7, 2003
SAMCO FINANCIAL SERVICES, INC.
BD
CRD#: 30108
PHOENIX, AZ
Past
August 31, 2001 - January 28, 2002
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
August 31, 2001 - January 28, 2002
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TLG ADVISORS, INC.
ABUNDANT WEALTH MANAGEMENT | XCEPTION ADVISORY GROUP | WILLIAM STAPLES INS & FINANCIAL SVCS INC | WEALTH STRATEGIES GROUP | WEALTH ADVANTAGE GROUP | TLG ADVISORS, INC. | THE WADSWORTH GROUP | STRATEGIC PLANNING GROUP PLLC | STARLIGHT PORTFOLIOS | SENIOR FINANCIAL PLANNING LLC | RIVERTREE FINANCIAL PLANNING LLC | RESOURCE INSURANCE & FINANCIAL GROUP | RAABE & ASSOCIATES | PASSERELLE ADVISORS | PACIFIC PEAK ADVISORS | PACIFIC CAPITAL STRATEGIES, INC. | MILESTONE FINANCIAL SOLUTIONS | MACK FINANCIAL GROUP, INC | INSLEY INVESTMENT GROUP LLC | INSLEY INVESTMENT GROUP | HN WEALTH MANAGEMENT | HANSON WEALTH MANAGEMENT | GIDEON STRATEGIC PARTNERS, | GERRARD ADVISORS LLC | GARLIKOV ADVISORS INC | CLARITY FINANCIAL | CANTILEVER WEALTH MANAGEMENT LLC | ASSET MANAGEMENT GROUP
CRD#: 111052 / SEC#: 801-60458
RIA
Registered Investment Advisory firm - (8/6/2001 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(1/2/2025)
RR
Texas(11/20/2024)
IAR
Texas(11/20/2024)
RR
Washington(1/2/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 10/3/2002
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TA
TLG ADVISORS, INC.
ABUNDANT WEALTH MANAGEMENT | XCEPTION ADVISORY GROUP | WILLIAM STAPLES INS & FINANCIAL SVCS INC | WEALTH STRATEGIES GROUP | WEALTH ADVANTAGE GROUP | TLG ADVISORS, INC. | THE WADSWORTH GROUP | STRATEGIC PLANNING GROUP PLLC | STARLIGHT PORTFOLIOS | SENIOR FINANCIAL PLANNING LLC | RIVERTREE FINANCIAL PLANNING LLC | RESOURCE INSURANCE & FINANCIAL GROUP | RAABE & ASSOCIATES | PASSERELLE ADVISORS | PACIFIC PEAK ADVISORS | PACIFIC CAPITAL STRATEGIES, INC. | MILESTONE FINANCIAL SOLUTIONS | MACK FINANCIAL GROUP, INC | INSLEY INVESTMENT GROUP LLC | INSLEY INVESTMENT GROUP | HN WEALTH MANAGEMENT | HANSON WEALTH MANAGEMENT | GIDEON STRATEGIC PARTNERS, | GERRARD ADVISORS LLC | GARLIKOV ADVISORS INC | CLARITY FINANCIAL | CANTILEVER WEALTH MANAGEMENT LLC | ASSET MANAGEMENT GROUP
CRD#: 111052 / SEC#: 801-60458
RIA
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Contact information
Main Address
475 Springfield Ave, Summit, NJ 07901
Mailing Address
Phone number
(888) 371-0013
Established
Firm type
Fiscal year end
# of Employees
280
SEC notice filing (49 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,331 |
| AUM (Assets Under Management) | $ 1,948,103,893 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
