Jeremy N. Burri

SMITH SECURITIES LLC

Oshkosh, WI 54901

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CRD#: 4422544

Professional summary

Jeremy Norman Burri is a registered financial advisor currently at SMITH SECURITIES LLC located in Oshkosh, Wisconsin.

Jeremy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Jeremy has worked at 4 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Independent contractor for Reliance Accounting and Tax Services, LLC, a non investment related accounting/tax business located in Appleton, WI, operating with application as a joint venture under the business name "Veritax Alliance Group". Activity began in 2024 and represents less than 5 hours per month, some of which may be during market hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeremy Norman Burri's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 12, 2024 - Present

SMITH SECURITIES LLC

Office #1: 2210 Algoma Blvd., Suite A, Oshkosh, WI 54901Office #2: 435 E Mill St., Suite 102, Plymouth, WI 53037

RIA

CRD#: 288886

Oshkosh, WI

Past

March 31, 2011 - September 17, 2024

VERITAS FINANCIAL SERVICES, LLC

RIA

CRD#: 146264

PLYMOUTH, WI

Past

April 24, 2009 - March 31, 2011

TRIAD ADVISORS LLC

CRD#: 25803

PLYMOUTH, WI

Past

October 9, 2007 - April 21, 2009

CAPITAL FINANCIAL SERVICES, INC.

RIA

CRD#: 8408

OSHKOSH, WI

Past

July 12, 2001 - April 21, 2009

CAPITAL FINANCIAL SERVICES, INC.

CRD#: 8408

OSHKOSH, WI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Wisconsin
(8/12/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/9/2007

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/27/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 10/9/2008

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/11/2001

Investment Company Products/Variable Contracts Representative Examination

Current Firm

SMITH SECURITIES LLC

CRD#: 288886 / SEC#:

Louisiana

Registered Investment Advisory firm - (8/23/2017 Approved)

Texas

Registered Investment Advisory firm - (1/3/2023 Conditional Restricted)

Wisconsin

Registered Investment Advisory firm - (5/15/2024 Approved)

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Contact information

Main Address

Covington, LA

Mailing Address

427 N. Theard St. Unit 186, Covington, LA 70433

Phone number

(985) 273-0454

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Jeremy N. Burri

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeremy Norman Burri's CRS (Customer Relationship Summary).

Certified licenses

Experience

SMITH SECURITIES LLC

VERITAS FINANCIAL SERVICES, LLC

TRIAD ADVISORS LLC

CAPITAL FINANCIAL SERVICES, INC.

CAPITAL FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 10/9/2007

Series 63

Date: 7/27/2001

Series 7

Date: 10/9/2008

Series 6

Date: 7/11/2001

Current Firm

SMITH SECURITIES LLC

Contact information

Documents

Red Flags

Company Information

SMITH SECURITIES LLC

TRUST BUT VERIFY

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