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JB

Jeremy N. Burri

SMITH SECURITIES
Oshkosh, WI 54901
Some features on this profile are disabled
CRD#: 4422544
JB

Professional summary

Jeremy Norman Burri is a registered financial advisor currently at SMITH SECURITIES LLC located in Oshkosh, Wisconsin.

Jeremy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Jeremy has worked at 4 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeremy Norman Burri's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 12, 2024 - Present

SMITH SECURITIES LLC

Office #1: 2210 Algoma Blvd., Suite A, Oshkosh, WI 54901Office #2: 435 E Mill St., Suite 102, Plymouth, WI 53037
RIA
CRD#: 288886
Oshkosh, WI
Past

March 31, 2011 - September 17, 2024

VERITAS FINANCIAL SERVICES, LLC

RIA
CRD#: 146264
PLYMOUTH, WI
Past

April 24, 2009 - March 31, 2011

TRIAD ADVISORS LLC

BD
CRD#: 25803
PLYMOUTH, WI
Past

October 9, 2007 - April 21, 2009

CAPITAL FINANCIAL SERVICES, INC.

RIA
CRD#: 8408
OSHKOSH, WI
Past

July 12, 2001 - April 21, 2009

CAPITAL FINANCIAL SERVICES, INC.

BD
CRD#: 8408
OSHKOSH, WI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Wisconsin
(8/12/2024)

Exams

State Security Law Exam
IAR
Series 65
Date: 10/9/2007
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 7/27/2001
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 10/9/2008
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 7/11/2001
Investment Company Products/Variable Contracts Representative Examination

Current Firm

SS
SMITH SECURITIES LLC
SMITH SECURITIES LLC

CRD#: 288886 / SEC#:

Louisiana
Registered Investment Advisory firm - (8/23/2017 Approved)
Texas
Registered Investment Advisory firm - (1/3/2023 Conditional Restricted)
Wisconsin
Registered Investment Advisory firm - (5/15/2024 Approved)
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Contact information

Main Address
Covington, LA
Mailing Address
427 N. Theard St. Unit 186, Covington, LA 70433
Phone number
(985) 273-0454
Established
Firm type
Fiscal year end
# of Employees
3

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SMITH SECURITIES LLC

CRD#: 288886Oshkosh, WI 54901

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