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Scott Matthew Kramer

BLUEFIN CAPITAL MANAGEMENT
NEW YORK, NY
·CRD# 4422410·19 years experience

Professional Summary

Scott Matthew Kramer is a registered financial advisor currently at BLUEFIN CAPITAL MANAGEMENT, LLC located in New York, New York. Scott is registered as a RR (Registered Representative) and started their career in finance in 2003. Scott has worked at 3 firms and has passed the Series 57TO, SIE and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

19 years in the financial services industry

Current & Past Employments

BLUEFIN CAPITAL MANAGEMENT, LLC·CRD# 113892
BD
41 Madison Avenue 36th Floor, New York, NY 10010
October 17, 2011 - Present
SUSQUEHANNA SECURITIES, LLC·CRD# 35874
BD
Bala Cynwyd, PA
November 8, 2004 - April 10, 2008
SUSQUEHANNA INVESTMENT GROUP·CRD# 33875
BD
Bala Cynwyd, PA
September 17, 2003 - April 10, 2008

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Current Firm

BC
BLUEFIN CAPITAL MANAGEMENT, LLC

BLUEFIN CAPITAL MANAGEMENT, LLC | BLUEFIN TRADING, LLC

CRD#: 113892 / SEC#: 8-53382
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

41 Madison Avenue 36th Floor, New York, NY 10010

Mailing Address

41 Madison Avenue 36th Floor, New York, NY 10010

Phone Number

(212) 457-9150

Established

New York since 05/07/2001

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
BLUEFIN HOLDINGS II, L.P.SOLE MEMBER—
CHAN, BERTRAND KERWINMANAGER2838159
DUQUETTE, ARTHUR JAMESMANAGER3158046
KOLE, MICHAEL HOWARDCFO/ FINOP4854378
KRAMER, SCOTT MATTHEWMANAGER4422410
MCGUIGAN, CHRISTOPHER JAMESCHIEF COMPLIANCE OFFICER—
ZAVILEVICH, GENNADYMANAGER4071735

Disclosures

Regulatory Event

18

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Oct 2011About the Series 7 exam
Cboe BYX Exchange, Inc.
SRO Registrations
Cboe BZX Exchange, Inc.
SRO Registrations
FINRA
SRO Registrations
NYSE Arca, Inc.
SRO Registrations
Nasdaq PHLX LLC
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Scott Matthew Kramer's CRS (Customer Relationship Summary).

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